Interim Report 2024

Other Information 其他資料 47 舜宇光學科技（集團）有限公司 • 2024 中報 Notes: (1) Sun Xu entered into an equity collar option transaction with UBS AG London Branch (“ UBS ”) in respect of which Sun Xu (i) entered into certain call and put options referencing 44,568,861 Shares and (ii) has delivered 44,568,861 Shares to UBS under a Credit Support Annex with a return obligation to Sun Xu. (2) As Sun Ji owns more than one-third of the voting power of general meetings of Sun Xu, Sun Ji is deemed to be interested in the Shares held by Sun Xu under the SFO. (3) As TMF Trust (HK) Limited is one of the two trustees (together with Mr. Wang Wenjian) of the Sunny Group Employee Offshore Trust, TMF Trust (HK) Limited is deemed to be interested in the Shares held by Sun Xu under the SFO. (4) In respect of derivative interests, 25,200 Shares (long position) were settled by listed derivatives – cash, 673,022 Shares (long position) were settled by listed derivatives – convertible instruments, 54,009,861 Shares (long position) were settled by unlisted derivatives- physically, and 818,769 Shares (long position) were settled by unlisted derivatives – cash. (5) In respect of derivative interests, 1,001,081 Shares (short position) were settled by listed derivatives – convertible instruments, 67,641,133 Shares (short position) were settled by unlisted derivatives-physically, and 248,087 Shares (short position) were settled by unlisted derivatives – cash. (6) The approximate percentage is calculated based on the total number of issued shares of the Company as at 30 June 2024 (i.e., 1,094,804,800). Save as disclosed herein, the Company has not been notified of any other person who had an interest or a short position in the Shares and underlying Shares (in respect of positions pursuant to equity derivatives) as recorded in the register required to be kept by the Company pursuant to section 336 of the SFO as at 30 June 2024. 附註： (1) 舜旭與 UBS AG London Branch （「 UBS 」） 訂立股權上下限期權交易，就此，舜旭 (i) 就 44,568,861 股股份訂立若干認購及認沽期 權；及 (ii) 根據附有對舜旭具有退還責任的 信用支持附件向 UBS 交付 44,568,861 股股 份。 (2) 由於舜基持有超過三分之一的舜旭股東大 會投票權，因此根據《證券及期貨條例》， 舜基被視為於舜旭所持股份中擁有權益。 (3) 由於達盟信託服務（香港）有限公司連同王 文鑒先生為舜宇集團僱員海外信託的兩位 受託人其中之一，故此根據《證券及期貨條 例》，達盟信託服務（香港）有限公司被視為 於舜旭所持股份中擁有權益。 (4) 有關衍生權益，其中 25,200 股股份（好倉） 以上市衍生工具－現金交收， 673,022 股 股份（好倉）以上市衍生工具－可轉換文書 交收， 54,009,861 股股份（好倉）以非上市 衍生工具－實物交收以及 818,769 股股份 （好倉）以非上市衍生工具－現金交收。 (5) 有關衍生權益，其中 1,001,081 股股份（淡 倉）以上市衍生工具－可轉換文書交收， 67,641,133 股股份（淡倉）以非上市衍生工 具－實物交收以及 248,087 股股份（淡倉） 以非上市衍生工具－現金交收。 (6) 持股概約百分比以本公司於二零二四 年 六 月 三 十 日 發 行 的 總 股 份 數 量 (1,094,804,800) 為基準計算。 除此處所披露者外，於二零二四年六月 三十日，概無任何其他人士知會本公司， 彼於本公司股份及相關股份（與根據股本衍 生工具所持有的持倉量相關）中擁有根據 《證券及期貨條例》第 336 條要求本公司須 予備存之登記冊內所記錄的權益或淡倉。