Annual Report 2024

Corporate Governance Report 企業管治報告 92 Sunny Optical Technology (Group) Company Limited • ANNUAL REPORT 2024 Group’s principal risks 本集團主要風險 Key controls and treatment plan(s) 主要控制及處理方案 Target risk trend 目標風險趨向 Customer Credit Risks: 客戶信用風險： – Failure to timely monitor the changes in global trade environment, changes in operating conditions and credit of customers may lead to issues such as failure to fulfill orders, stocking up products in advance and being unable to collect payments for goods. － 未及時監察到全球貿易環境、客戶經營狀況及信用變 化，可能造成訂單無法履約、提前備貨及貨款無法回 款等問題。 – Continue to paying attention to business changes, and improving the scope and content of customer credit risk management; － 持續關注經營變化，完善客戶信用風險管理範圍及內容； – Continuously improving the credit early warning mechanism and implementing dynamic management of customer credit early warning; － 持續完善信用預警機制，實行客戶信用預警動態化管理； – Optimizing and strengthening the trend analysis of risk indicators, response and monitoring; － 優化、加強風險指標趨勢分析、應對、監控管理； – Resource integration, linkage of management tools, targeted management of key customers, new customers, and new startups; and － 資源整合、管理工具聯動，對重點客戶、新領域客戶、新增初 創公司等針對性管理；及 – Purchasing insurance relating to receivables, assessing costs and benefits and transfering risks to reduce bad debt losses. － 應收款投保及成本效益評估、轉移風險，降低壞賬損失。 Trade Control Risks: 貿易管制風險： – The export control of China, the United States and other major countries have become increasingly strict while various export control laws and regulations have been introduced. If the Company violates the relevant export control requirements in the course of business, the import and export of the Company may be restricted, and it may even be sanctioned, included in the control list or administrative or criminal penalties. － 中國、美國等主要國家出口管制越發嚴格，相繼出台 各項出口管制法規政策，本公司在業務過程中如違 反相關出口管制要求，可能會使本公司進出口受到限 制，甚至可能被制裁、列入管制清單或行政、刑事處 罰。 – Engaging excellent external lawyers, law firms and trade compliance consultants to seek relevant legal advice and review trade compliance; － 受聘外部優秀律師、律所及貿易合規顧問，尋求有關法律意見 及檢討貿易合規情況； – Continuously improving the Company’s trade control compliance system and process construction, and checking the implementation and operation of the Company, and constantly optimizing the trade control compliance system; and － 持續完善本公司貿易管制合規制度、流程建設並對實施運行情 況進行檢查，不斷優化貿易管制合規體系；及 – Actively monitoring changes in trade control and economic sanctions regulations that may affect the major trading countries of the Group, timely warning the Group of risks and effectively responding to trade controls. － 積極監察潛在影響本集團主要交易國家貿易管制及經濟制裁法 規變動，及時向本集團進行風險預警並有效應對貿易管制。