Interim Report 2022

38 Sunny Optical Technology (Group) Company Limited • INTERIM REPORT 2022 Other Information 其他資料 (11) 王文杰先生為舜宇集團僱員海外信託的受 益人，實益擁有當中 4.82% 權益。根據《證 券及期貨條例》，彼作為信託受益人，被 視為於舜宇集團僱員海外信託所持全部股 權中擁有權益。舜基擁有舜旭 100.00% 股 權，而舜旭擁有 389,091,927 股本公司股 份。因此，根據《證券及期貨條例》，舜基 作為控股股東被視為於舜旭所擁有的全部 股份中擁有權益。因此，根據《證券及期貨 條例》，王文杰先生被視為於 389,091,927 股股份中擁有權益。 (12) JPMorgan Chase & Co. 透過多間附屬 公司間接擁有 (a)54,545,100 股本公司股 份（好倉），當中 (i)10,154,560 股股份（好 倉）以於受控法團之權益的身份持有； (ii) 23,384,000 股股份（好倉）以投資經理的 身份持有； (iii)944,336 股股份（好倉）以 持有股份的保證權益的人的身份持有；及 (iv)20,062,204 股股份（好倉）於《證券及期 貨條例》所界定之可供借出之股份以核准借 出代理人的身份持有；及 (b)9,076,559 股 股份（淡倉）以於受控法團之權益的身份持 有。其中包括 (i) 以實物交收上市衍生工具下 的 745,000 股相關股份（好倉）及 1,329,000 股相關股份（淡倉）； ( i i ) 以現金交收上市 衍生工具下的 1,000 股相關股份（好倉）及 459,700 股相關股份（淡倉）； (iii) 以實物交 收非上市衍生工具下的 10,560 股相關股份 （好倉）及 581,207 股相關股份（淡倉）；及 (iv) 以現金交收非上市衍生工具下的 452,200 股相關股份（好倉）及 6,146,409 股相關股份 （淡倉）。 * Sun Guang Trust 的中文名稱（「 舜光信託 」） 僅供識別之用。 除此處所披露者外，於二零二二年六月 三十日，概無任何人士知會本公司，彼於 本公司股份及相關股份（與根據股本衍生工 具所持有的持倉量相關）中擁有根據《證券 及期貨條例》第 336 條要求本公司須予備存 之登記冊內所記錄的權益或淡倉。 (11) Mr. Wang Wenjie is the beneficiary under the Sunny Group Employee Offshore Trust, under which he is entitled to 4.82% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 100.00% equity interest in Sun Xu, which in turn owns 389,091,927 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Wang Wenjie is deemed to be interested in 389,091,927 shares under the SFO. (12) JPMorgan Chase & Co., through various subsidiaries, is indirectly interested in (a) 54,545,100 shares of the Company (long position), of which (i) 10,154,560 shares (long position) were held in the capacity as interest of controlled corporation; (ii) 23,384,000 shares (long position) were held in the capacity as investment manager; (iii) 944,336 shares (long position) were held in the capacity as person having a security interest in shares; and (iv) 20,062,204 shares (long position) in the lending pool as described in the SFO in the capacity as approved lending agent; and (b) 9,076,559 shares of the Company (short position) held in the capacity as interest of controlled corporation. Among them include (i) physically settled listed derivatives in respect of 745,000 underlying shares (long position) and 1,329,000 underlying shares (short position); (ii) cash settled listed derivatives in respect of 1,000 underlying shares (long position) and 459,700 underlying shares (short position); (iii) physically settled unlisted derivatives in respect of 10,560 underlying shares (long position) and 581,207 underlying shares (short position); and (iv) cash settled unlisted derivatives in respect of 452,200 underlying shares (long position) and 6,146,409 underlying shares (short position). * The chinese name of Sun Guang Trust (“ 舜光信託 ”) is for identification purpose only. Save as disclosed herein, the Company has not been notified of any other person who had an interest or a short position in the shares and underlying shares (in respect of positions pursuant to equity derivatives) as recorded in the register required to be kept by the Company pursuant to section 336 of the SFO as at 30 June 2022.