Interim Report 2021

Sunny Optical Technology (Group) Company Limited • INTERIM REPORT 2021 42 Other Information 其他資料 (11) Mr. Wang Wenjie is a beneficiary under the Sunny Group Employee Offshore Trust, under which he is entitled to 4.93% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 100.00% equity interest in Sun Xu, which in turn owns 389,091,927 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Wang Wenjie is deemed to be interested in 389,091,927 shares under the SFO. (12) JPMorgan Chase & Co., through various subsidiaries, is indirectly interested in (a) 65,652,583 shares of the Company (long position), of which (i) 6,570,464 shares (long position) were held in the capacity as interest of controlled corporation; (ii) 41,795,600 shares (long position) were held in the capacity as investment manager; (iii) 1,432,575 shares (long position) were held in the capacity as person having a security interest in shares; and (iv) 15,853,944 shares (long position) in the lending pool as described in the SFO in the capacity as approved lending agent; and (b) 4,320,579 shares of the Company (short position) held in the capacity as interest of controlled corporation. Among them include (i) cash settled listed derivatives in respect of 61,400 underlying shares (long position) and 131,280 underlying shares (short position); (ii) physically settled unlisted derivatives in respect of 55,721 underlying shares (long position) and 1,741,038 underlying shares (short position); and (iii) cash settled unlisted derivatives in respect of 763,300 underlying shares (long position) and 758,561 underlying shares (short position). * Chinese translation of Sun Guang Trust (“ 舜光信託 ”) is for identification purpose only. Save as disclosed herein, the Company has not been notified of any other person who had an interest or a short position in the Shares and underlying Shares (in respect of positions pursuant to equity derivatives) as recorded in the register required to be kept by the Company pursuant to section 336 of the SFO as at 30 June 2021. (11) 王文杰先生為舜宇集團僱員海外信託的受 益人，實益擁有當中 4.93% 權益。根據《證 券及期貨條例》，彼作為信託受益人，被 視為於舜宇集團僱員海外信託所持全部股 權中擁有權益。舜基擁有舜旭 100.00% 股 權，而舜旭擁有 389,091,927 股本公司股 份。因此，根據《證券及期貨條例》，舜基 作為控股股東被視為於舜旭所擁有的全部 股份中擁有權益。因此，根據《證券及期貨 條例》，王文杰先生被視為於 389,091,927 股股份中擁有權益。 (12) JPMorgan Chase & Co. 透過多間附屬 公司間接擁有 (a)65,652,583 股本公司股 份（好倉），當中 (i)6,570,464 股股份（好 倉）以於受控法團之權益的身份持有； (ii) 41,795,600 股股份（好倉）以投資經理的 身份持有； (iii)1,432,575 股股份（好倉）以 持有股份的保證權益的人的身份持有；及 (iv)15,853,944 股股份（好倉）於證券及期 貨條例所界定之可供借出之股份以核准借 出代理人的身份持有；及 (b)4,320,579 股 股份（淡倉）以於受控法團之權益的身份 持有。其中包括 (i) 現金結算上市衍生工具 下的 61,400 股相關股份（好倉）及 131,280 股相關股份（淡倉）； (ii) 實物結算非上市衍 生工具下的 55,721 股相關股份（好倉）及 1,741,038 股相關股份（淡倉）；及 (iii) 現金 結算非上市衍生工具下的 763,300 股相關股 份（好倉）及 758,561 股相關股份（淡倉）。 * Sun Guang Trust 的中文翻譯（「 舜光信託 」） 僅供識別之用。 除此處所披露者外，於二零二一年六月 三十日，概無任何人士知會本公司，彼於 本公司股份及相關股份（與根據股本衍生工 具所持有的持倉量相關）中擁有記錄於根據 證券及期貨條例第 336 節要求本公司備存 之登記冊上的權益或淡倉。