Interim Report 2020

40 Sunny Optical Technology (Group) Company Limited • INTERIM REPORT 2020 Other Information 其他資料 (11) Mr. Wang Wenjie is a beneficiary under the Sunny Group Employee Offshore Trust, under which he is entitled to 5.01% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 100.00% equity interest in Sun Xu, which in turn owns 389,091,927 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Wang Wenjie is deemed to be interested in 389,091,927 shares under the SFO. (12) JPMorgan Chase & Co., through various subsidiaries, is indirectly interested in (a) 66,562,738 shares of the Company (long position), of which (i) 5,891,179 shares (long position) were held in the capacity as interest of controlled corporation; (ii) 35,010,100 shares (long position) were held in the capacity as investment manager; (iii) 390,677 shares (long position) were held in the capacity as person having a security interest in shares; and (iv) 25,270,782 shares (long position) in the lending pool as described in the SFO in the capacity as approved lending agent; and (b) 4,038,798 shares of the Company (short position) held in the capacity as interest of controlled corporation. Among them include (i) cash settled listed derivatives in respect of 173,000 underlying shares (long position) and 629,300 underlying shares (short position); (ii) physically settled unlisted derivatives in respect of 307,438 underlying shares (long position) and 2,440,215 underlying shares (short position); and (iii) cash settled unlisted derivatives in respect of 1,533,912 underlying shares (long position) and 755,300 underlying shares (short position). * Chinese translation of Sun Guang Trust (“ 舜光信託 ”) is for identification purpose only. Save as disclosed above, as of 30 June 2020, none of the shareholders of the Company had any interests or short positions in the shares or underlying shares of the Company as recorded in the register required to be kept under section 336 of the SFO. (11) 王文杰先生為舜宇集團僱員海外信託的受 益人，實益擁有當中 5.01% 權益。根據《證 券及期貨條例》，彼作為信託受益人，被 視為於舜宇集團僱員海外信託所持全部股 權中擁有權益。舜基擁有舜旭 100.00% 股 權，而舜旭擁有 389,091,927 股本公司股 份。因此，根據《證券及期貨條例》，舜基 作為控股股東被視為於舜旭所擁有的全部 股份中擁有權益。因此，根據《證券及期貨 條例》，王文杰先生被視為於 389,091,927 股股份中擁有權益。 (12) JPMorgan Chase & Co. 透過多間附屬 公司間接擁有 (a)66,562,738 股本公司股 份（好倉），當中 (i)5,891,179 股股份（好 倉）以於受控法團之權益的身份持有； (ii) 35,010,100 股股份（好倉）以投資經理的 身份持有； (iii)390,677 股股份（好倉）以 持有股份的保證權益的人的身份持有；及 (iv)25,270,782 股股份（好倉）於證券及期 貨條例所界定之可供借出之股份以核准借 出代理人的身份持有；及 (b)4,038,798 股 股份（淡倉）以於受控法團之權益的身份持 有。其中包括 (i) 現金結算上市衍生工具下 的 173,000 股相關股份（好倉）及 629,300 股相關股份（淡倉）； (ii) 實物結算非上市衍 生工具下的 307,438 股相關股份（好倉）及 2,440,215 股相關股份（淡倉）；及 (iii) 現金 結算非上市衍生工具下的 1,533,912 股相關 股份（好倉）及 755,300 股相關股份（淡倉）。 * Sun Guang Trust 的中文翻譯（「 舜光信託 」） 僅供識別之用。 除上文所披露者外，截至二零二零年六月 三十日，根據證券及期貨條例第 336 條須 存置的登記冊所記錄，本公司概無任何股 東於本公司股份或相關股份中擁有任何權 益或淡倉。