Interim Report 2019
舜宇光學科技(集團)有限公司 2019 中期報告 39 Other Information 其他資料 (11) Mr. Wang Wenjie is a beneficiary under the Sunny Group Employee Offshore Trust, under which he is entitled to 5.07% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 100.00% equity interest in Sun Xu, which in turn owns 389,091,927 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Wang Wenjie is deemed to be interested in 389,091,927 shares under the SFO. (12) JPMorgan Chase & Co., through various subsidiaries, had an interest in the shares of the Company, of which 12,502,066 shares (long position) and 15,864,549 shares (short position) were held in its capacity as beneficial owner, 11,653,000 shares (long position) were held in its capacity as investment manager and 30,931,559 shares (long position) were held in its capacity as custodian corporation. These 55,086,625 shares (long position) included the interests held in its capacity as beneficial owner, investment manager and custodian corporation. * Chinese translation of Sun Guang Trust (“ 舜光信託 ”) is for identification purpose only Save as disclosed above, as of 30 June 2019, none of the shareholders of the Company had any interests or short positions in the shares or underlying shares of the Company as recorded in the register required to be kept under section 336 of the SFO. (11) 王文杰先生為舜宇集團僱員海外信託的受益 人,實益擁有當中 5.07% 權益。根據《證券及 期貨條例》,彼作為信託受益人,被視為於舜 宇集團僱員海外信託所持全部股權中擁有權 益。舜基擁有舜旭 100.00% 股權,而舜旭擁有 389,091,927 股本公司股份。因此,根據《證 券及期貨條例》,舜基作為控股股東被視為於 舜旭所擁有的全部股份中擁有權益。因此,根 據《證券及期貨條例》,王文杰先生被視為於 389,091,927 股股份中擁有權益。 (12) JPMorgan Chase & Co. 透過多間附屬公司於 本公司股份中擁有權益,當中 12,502,066 股 股份(好倉)及 15,864,549 股股份(淡倉)以實 益擁有人的身份持有, 11,653,000 股股份(好 倉)以投資經理的身份持有, 30,931,559 股 股份(好倉)以保管人法團的身份持有。該等 55,086,625 股股份(好倉)包括於其以實益擁 有人、投資經理及保管人法團身份持有的權 益。 * Sun Guang Trust 的中文翻譯(「舜光信託」)僅 供識別之用 除上文所披露者外,截至二零一九年六月三 十日,根據證券及期貨條例第 336 條須存置的 登記冊所記錄,本公司概無任何股東於本公 司股份或相關股份中擁有任何權益或淡倉。
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