Interim Report 2016

Sunny Optical Technology (Group) Company Limited INTERIM REPORT 2016 32 Other Information 其他資料 內部控制及風險管理 董事會認同建立及維護有效內部控制及風險 管理體系的重要性。本集團擁有有效的內部 審核部門，其向管理層及董事會的審核委員 會報告。其檢討本集團的系統，涵蓋本集團 全部業務單位，自營運、財務及內部控制方 面。董事會認為，內部審核部門擁有具有足 夠資歷及經驗的員工，以及充足資源、培訓 及預算以執行本集團的會計及財務呈報功能。 為提升其風險管理控制，於回顧期內，本集 團正在設立內部風險管理委員會以確保設定 所需程序及體系從而遵守企業管治守則下的 有關規則及規定。 董事進行證券交易 本公司已採納上市規則附錄十所載的上市公 司董事進行證券交易的標準守則（「 標準守 則 」）。向董事作出有關證券交易的具體查詢 後，全體董事已確認，其於截至二零一六年 六月三十日止六個月期間內一直遵守標準守 則所載有關董事證券交易的規定。 Internal Controls and Risk Management The Board acknowledges the significance of establishing and maintaining an effective system of internal control and risk management. The Group has an internal audit department in place which report to the management and the audit committee of the Board. It reviews the systems of the Group, covering all business units of the Group, from the operational, financial and internal control perspectives. The Board considers that the internal audit department has been staffed adequately in terms of their qualification and experience, as well as provided with adequate resources, training programs and budgets, so as to implement the Group’s accounting and financial reporting function. To strengthen its risk management control, during the period under review, the Group was in the process of setting up an internal risk management committee to ensure that the necessary procedures and systems would be in place to comply with the relevant rules and requirements under the Corporate Governance Code. Securities Transactions by Directors The Company has adopted the Model Code for Securities Transactions by Directors of Listed Issuers (the “ Model Code ”) as set out in Appendix 10 of the Listing Rules. After having made specific enquiry with regard to securities transactions by the Directors, all Directors have confirmed their compliance with the required standards set out in the Model Code regarding Directors’ securities transactions throughout the six-month period ended 30 June 2016.