Interim Report 2016

舜宇光學科技（集團）有限公司 2016 中期報告 31 Other Information 其他資料 (7) 王文傑 先生為舜宇集團僱員海外信託的受益 人，實益擁有當中 4.69% 權益。根據證券及 期貨條例，彼作為信託受益人，被視為於舜 宇集團僱員海外信託所持全部股權中擁有權 益。舜基擁有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本公司股份。根據證券及期貨 條例，舜基作為控股股東被視為於舜旭所擁有 的全部股份中擁有權益。因此，根據證券及期 貨條例， 王文傑 先生被視為於 421,460,060 股 股份中擁有權益。 (8) 王文傑 先生作為承授人被視為於根據受限制股 份獎勵計劃授出之 1,465,535 股股份中擁有權 益。 除上文所披露者外，於二零一六年六月三十 日，概無董事及主要行政人員擁有本公司或 其任何相聯法團的股份、相關股份或債券的 其他權益或淡倉。 F. 風險管理、內部監控及企業 管治 企業管治常規守則 董事深信本集團的管理必須具備優良的企業 管治元素，方可促成有效問責，實現股東利 益最大化。 截至二零一六年六月三十日止六個月，本公 司已遵守香港聯合交易所有限公司證券上市 規則（「 上市規則 」）附錄十四所載之企業管治 常規守則（「 企業管治守則 」）之所有守則條文 以及採納大部份建議最佳常規。 (7) Mr. Wang Wenjie is a beneficiary under the Sunny Group Employee Offshore Trust, under which he is entitled to 4.69% of the beneficial interests. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Wang Wenjie is deemed to be interested in 421,460,060 shares under the SFO. (8) Mr. Wang Wenjie is taken to be interested as a grantee of 1,465,535 shares granted under the Restricted Share Award Scheme. Other than as disclosed above, none of the Director and chief executive had any interests or short positions in any shares, underlying shares or debentures of the Company or any of its associated corporations as of 30 June 2016. F. Ri sk management, internal c o n t r o l a n d C O R P O R AT E GOVERNANCE Code of Corporate Governance Practices The Directors recognise the importance of incorporating elements of good corporate governance in the management of the Group so as to achieve effective accountability and to maximise the shareholders’ benefits. For the six months ended 30 June 2016, the Company complied with all code provisions and adopted most of the recommended best practices of the Code on Corporate Governance Practices (“ Corporate Governance Code ”) contained in Appendix 14 to the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (“ Listing Rule ”).