Interim Report 2016

Sunny Optical Technology (Group) Company Limited INTERIM REPORT 2016 28 Other Information 其他資料 (7) 孫泱先生作為承授人被視為於根據受限制股份 獎勵計劃授出的 2,160,000 股股份中擁有權益。 (8) 孫泱先生為舜宇集團僱員海外信託的受益人， 實益擁有當中 1.40% 權益。根據證券及期貨條 例，彼作為信託受益人，被視為於舜宇集團僱 員海外信託所持全部股權中擁有權益。舜基擁 有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本公司股份。因此，根據證券及期貨條例， 舜基作為控股股東被視為於舜旭所擁有的全部 股份中擁有權益。因此，根據證券及期貨條 例，孫泱先生被視為於 421,460,060 股股份中 擁有權益。 (9) 王文傑 先生作為承授人被視為於根據受限制股 份獎勵計劃授出的 1,467,535 股股份中擁有權 益。 (10) 王文傑 先生為舜宇集團僱員海外信託的受益 人，實益擁有當中 4.69% 權益。根據證券及 期貨條例，彼作為信託受益人，被視為於舜 宇集團僱員海外信託所持全部股權中擁有權 益。舜基擁有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本公司股份。因此，根據證 券及期貨條例，舜基作為控股股東被視為於 舜旭所擁有的全部股份中擁有權益。因此， 根據證券及期貨條例， 王文傑 先生被視為於 421,460,060 股股份中擁有權益。 (11) JPMorgan Chase & Co. 透過多間附屬公司於 本公司股份中擁有權益，當中 2,351,000 股股 份（好倉）及 1,451,223 股股份（淡倉）以實益 擁有人的身份持有， 22,591,000 股股份（好 倉）以投資經理的身份持有， 39,651,596 股 股份（好倉）以保管人法團的身份持有。該等 64,593,596 股股份（好倉）包括於其以實益擁 有人、投資經理及保管人法團身份持有的權 益。 除上文所披露者外，截至二零一六年六月三 十日，根據證券及期貨條例第 336 條須存置的 登記冊所記錄，本公司概無任何股東於本公 司股份或相關股份中擁有任何權益或淡倉。 (7) Mr. Sun Yang is taken to be interested as a grantee of 2,160,000 shares granted under the Restricted Share Award Scheme. (8) Mr. Sun Yang is a beneficiary under the Sunny Group Employee Offshore Trust, under which he is entitled to 1.40% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Sun Yang is deemed to be interested in 421,460,060 shares under the SFO. (9) Mr. Wang Wenjie is taken to be interested as a grantee of 1,467,535 shares granted under the Restricted Share Award Scheme. (10) Mr. Wang Wenjie is a beneficiary under the Sunny Group Employee Offshore Trust, under which he is entitled to 4.69% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Wang Wenjie is deemed to be interested in 421,460,060 shares under the SFO. (11) JPMorgan Chase & Co., through various subsidiaries, had an interest in the shares of the Company, of which 2,351,000 shares (long position) and 1,451,223 shares (short position) were held in its capacity as beneficial owner, 22,591,000 shares (long position) were held in its capacity as investment manager and 39,651,596 shares (long position) were held in its capacity as custodian-corporation. These 64,593,596 shares (long position) included the interests held in its capacity as beneficial owner, investment manager and custodian corporation. Save as disclosed above, as of 30 June 2016, none of the shareholder of the Company had any interests or short positions in the shares or underlying shares of the Company as recorded in the register required to be kept under section 336 of the SFO.