Interim Report 2016

舜宇光學科技（集團）有限公司 2016 中期報告 27 Other Information 其他資料 Name 名稱 Long/short position 好╱淡倉 Type of interest 權益類別 Number of share 股份數目 Approximate percentage of shareholding 持股概約百分比 JPMorgan Chase & Co. Long position 好倉 Beneficial owner, investment manager and custodian-corporation (Note 11) 實益擁有人、投資經理及保管人法團（附註 11 ） 64,593,596 5.89% Short position 淡倉 Beneficial owner (Note 11) 實益擁有人（附註 11 ） 1,451,223 0.13% Lending pool 可供借出的股份 custodian-corporation (Note 11) 保管人法團（附註 11 ） 39,651,596 3.61% Notes: (1) As Sun Ji owns more than one-third of the voting power of general meetings of Sun Xu, Sun Ji is deemed to be interested in the 421,460,060 shares held by Sun Xu under the provisions of SFO. (2) Mr. Wang Wenjian is taken to be interested as a grantee of 1,347,713 shares granted under the Restricted Share Award Scheme. (3) Mr. Wang Wenjian is one of the two trustees (together with TMF Trust (HK) Limited) and one of the beneficiaries of the Sunny Group Employee Offshore Trust. The Sunny Group Employee Offshore Trust is a trust on the entire issued share capital of Sun Ji, which owned 92.32% equity interest in Sun Xu, which in turn owns 38.42% of the issued share capital of the Company. Accordingly, Mr. Wang Wenjian is deemed to be interested in 421,460,060 shares held by Sun Xu under the provisions of SFO. (4) As TMF Trust (HK) Limited is one of the two trustees (together with Mr. Wang Wenjian) of the Sunny Group Employee Offshore Trust, TMF Trust (HK) Limited is deemed to be interested in the 421,460,060 shares held by Sun Xu under the provisions of SFO. (5) Mr. Ye Liaoning is taken to be interested as a grantee of 2,160,000 shares granted under the Restricted Share Award Scheme. (6) Mr. Ye Liaoning is a beneficiary under the Sunny Group Employee Offshore Trust, under which he is entitled to 7.39% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Ye Liaoning is deemed to be interested in 421,460,060 shares under the SFO. 附註： (1) 由於舜基持有超過三分之一的舜旭股東大會投 票權，因此根據證券及期貨條例，舜基被視為 於舜旭所持 421,460,060 股股份中擁有權益。 (2) 王文鑒先生作為承授人被視為於根據受限制股 份獎勵計劃授出的 1,347,713 股股份中擁有權 益。 (3) 王文鑒先生連同達盟信託服務（香港）有限公 司為舜宇集團僱員海外信託的兩位受託人其 中之一，兼為該信託之受益人之一。舜宇集 團僱員海外信託為舜基全部已發行股本的信 託，而舜基持有舜旭 92.32% 股權，而舜旭擁 有本公司已發行股本 38.42% 。因此，根據證 券及期貨條例，王文鑒先生被視為於舜旭所持 421,460,060 股股份中擁有權益。 (4) 由於達盟信託股務（香港）有限公司連同王文 鑒先生為舜宇集團僱員海外信託的兩位受託 人其中之一，故此根據證券及期貨條例，達盟 信託股務（香港）有限公司被視為於舜旭所持 421,460,060 股股份中擁有權益。 (5) 葉遼寧先生作為承授人被視為於根據受限制股 份獎勵計劃授出的 2,160,000 股股份中擁有權 益。 (6) 葉遼寧先生為舜宇集團僱員海外信託的受益 人，實益擁有當中 7.39% 權益。根據證券及 期貨條例，彼作為信託受益人，被視為於舜 宇集團僱員海外信託所持全部股權中擁有權 益。舜基擁有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本公司股份。因此，根據證 券及期貨條例，舜基作為控股股東被視為於 舜旭所擁有的全部股份中擁有權益。因此， 根據證券及期貨條例，葉遼寧先生被視為於 421,460,060 股股份中擁有權益。