Interim Report 2013

舜宇光學科技（集團）有限公司 中期報告 2013 23 Other Information 其他資料 F. CORPORATE GOVERNANCE Code of Corporate Governance Practices The Directors recognise the importance of incorporating elements of good corporate governance in the management structures and internal control procedures of the Group so as to achieve effective accountability and to maximise the shareholders’ benefits. For the six months ended 30 June 2013, the Company complied with all the principles and code provisions (including those amendments effective from 1 April 2012) and most of the recommended best practices of the Code on Corporate Governance Practices (“ Corporate Governance Code ”) contained in Appendix 14 to the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (“ Listing Rules ”). Securities Transactions by Directors The Company has adopted the Model Code for Securities Transactions by Directors of Listed Issuers (the “ Model Code ”) as set out in Appendix 10 of the Listing Rules, and after having made specific enquiries with regard to securities transactions by the Directors, all Directors have confirmed their compliance with the required standards set out in the Model Code regarding Directors’ securities transactions throughout the six months ended 30 June 2013. G. AUDIT COMMITTEE The audit committee comprises of two independent non- executive Directors, namely, Mr. Zhang Yuqing as the chairman of the audit committee and Mr. Chu Peng Fei Richard, and one non-executive Director, namely, Mr. Sha Ye. The audit committee and the Company’s external auditors have reviewed and discussed matters relating to auditing, internal controls and financial statements, including a review of the unaudited financial statements for the six months ended 30 June 2013. F. 企業管治 企業管治常規守則 董事深信本集團的管理架構及內部監控程序 必須具備優良的企業管治元素，方可促成有 效問責，實現股東利益最大化。 截至二零一三年六月三十日止六個月，本公 司一直遵守香港聯合交易所有限公司證券上 市規則（「 上市規則 」）附錄十四所載之企業管 治常規守則（「 企業管治守則 」）的原則和守則 條文及大部份的建議最佳常規（包括於二零一 二年四月一日生效的修訂）。 董事進行證券交易 本公司已採納上市規則附錄十所載的上市公 司董事進行證券交易的標準守則（「 標準守 則 」）。經向所有董事作出有關董事進行證券 交易的特定查詢後，全體董事已確認，其於 截至二零一三年六月三十日止六個月內一直 遵守標準守則所載有關董事證券交易的規定。 G. 審核委員會 審核委員會由兩名獨立非執行董事（即張余慶 先生（審核委員會主席）及朱鵬飛先生）與一 名非執行董事（即沙燁先生）組成。審核委員 會及本公司的外聘核數師已審閱及討論有關 審核、內部控制及財務報表等有關事項，其 中包括審閱截至二零一三年六月三十日止六 個月之未經審核財務報表。