Interim Report 2012

Other Information 其他資料 Sunny Optical Technology (Group) Company Limited 舜宇光學科技（集團）有限公司 / Interim Report 2012 中期報告 21 (8) 孫泱先生為舜宇僱員信託的受益人，實益擁有 當中的 0.92% 權益。根據證券及期貨條例，彼 作為信託受益人，被視為於舜宇僱員信託所持 全部股權中擁有權益。舜基擁有舜旭 91.65% 的股權，而舜旭擁有 421,460,060 股本公司股 份。因此，根據證券及期貨條例，舜基作為控 股股東被視為於舜旭所擁有的全部股權中擁有 權益。因此，根據證券及期貨條例，孫泱先生 被視為於 421,460,060 股股份中擁有權益。 (9) CWI Optical Holdings, Inc. （「 CWI 」） 於 19,019,504 股 股 份 中 擁 有 權 益。 由 於 Chengwei Ventures Evergreen Fund, L. P. 持 有 CWI 及 Summit 股東大會超過三分之一的投 票權，因此根據證券及期貨條例， Chengwei Ventures Evergreen Fund, L. P. 被視為於 CWI 及 Summit 所持合共 146,351,912 股股份中擁有 權益。 Chengwei Ventures Evergreen Management, LLC 是 Chengwei Ventures Evergreen Fund, L. P. 的一般合夥人，因此根據證券及期 貨 條 例， Chengwei Ventures Evergreen Management, LLC 被視為於 146,351,912 股股 份中擁有權益。 EXL Holdings, LLC 擁有 Chengwei Ventures Evergreen Management, LLC 股東大會超過三 分之一的投票權，而 EXL Holdings, LLC 為一 間由 Li Eric Xun 先生控制之公司，因此根據證 券及期貨條例， EXL Holdings, LLC 及 Li Eric Xun 先生被視為於 146,351,912 股股份中擁有 權益。 名稱定義： － 「怡信信託香港有限公司」指根據日期為二零 一一年七月二日的額外受託人委任契約獲委任 的舜宇僱員信託額外受託人 － 「舜宇僱員信託」指依據舜基全數已發行股本 而於二零零六年七月二十八日設立的信託 除上述披露者外，截至二零一二年六月三十 日，根據證券及期貨條例第 336 條須存置於登 記冊記錄，本公司既無任何其他股東於本公 司股份或相關股份中擁有任何權益或淡倉。 (8) Mr. Sun Yang is a beneficiary under the Sunny Employee Trust, under which he is entitled to 0.92% of the beneficial interests. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Employee Trust owns under the SFO. Sun Ji owns 91.65% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Sun Yang is deemed to be interested in 421,460,060 shares under the SFO. (9) CWI Optical Holdings, Inc. (“CWI”) is interested in 19,019,504 shares. As Chengwei Ventures Evergreen Fund, L.P. owns more than one-third of the voting power of general meetings of each of CWI and Summit, Chengwei Ventures Evergreen Fund, L.P. is deemed to be interested in the 146,351,912 shares held by CWI and Summit in aggregate under the SFO. Chengwei Ventures Evergreen Management, LLC is the general partner of Chengwei Ventures Evergreen Fund, L.P., accordingly, Chengwei Ventures Evergreen Management, LLC is deemed to be interested in 146,351,912 shares under the SFO. EXL Holdings, LLC owns more than one-third of the voting power of general meetings of Chengwei Ventures Evergreen Management, LLC and EXL Holdings, LLC is a company controlled by Mr. Li Eric Xun, accordingly, each of EXL Holdings, LLC and Mr. Li Eric Xun is deemed to be interested in 146,351,912 shares under the SFO. Definition of terms: – “Equity Trust (HK) Limited” refers to the additional trustee of the Sunny Employment Trust appointed pursuant to the Deed of Appointment of Additional Trustee dated 2 July 2011 – “Sunny Employee Trust” refers to a trust established on 28 July 2006 on the entire issued share capital of Sun Ji Save as disclosed above, as of 30 June 2012, no other shareholder of the Company had any interests or short positions in the shares or underlying shares of the Company as recorded in the register required to be kept under section 336 of the SFO.