Interim Report 2011

Sunny Optical Technology (Group) Company Limited 舜宇光學科技（集團）有限公司 / Interim Report 2011 中期報告 23 Other Information 其他資料 (9) 孫泱先生為舜宇僱員信託的受益人，實益擁有 當中的 0.84% 權益。根據證券及期貨條例，其 作為信託受益人，被視為於舜宇僱員信託所持 全部股權中擁有權益。舜基擁有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本公司股 份。因此，根據證券及期貨條例，舜基作為控 權股東被視為於舜旭所擁有的全部股權中擁有 權益。因此，根據證券及期貨條例，孫泱先生 被視為於 421,460,060 股股份中擁有權益。 (10) CWI Optical Holdings, Inc. （「 CWI 」）於 19,019,504 股股份中擁有權益。由於成為基金持有 CWI 及 Summit 股東大會超過三分之一的投票權，因 此根據證券及期貨條例，成為基金被視為於 CWI 及 Summit 所持合共 146,351,912 股股份中 擁有權益。 Chengwei ventures evergreen Management, LLC 是成為基金的一般合夥人，因此根據證券及 期 貨 條 例， Chengwei ventures evergreen Management, LLC 被視為於 146,351,912 股股 份中擁有權益。 eXL Holdings, LLC 持有 Chengwei ventures evergreen Management, LLC 股東大會超過 三分之一的投票權，而 eXL Holdings, LLC 由 Li eric Xun 先生控股，因此根據證券及期貨條 例， eXL Holdings, LLC 及 Li eric Xun 先生被視 為於 146,351,912 股股份中擁有權益。 (11) IGC 於 61,363,296 股股份中擁有權益。 根據證券及期貨條例， Investor AB 被視為於 IGC 直接持有的 61,363,296 股股份中擁有權 益。 Investor Investments Asia Ltd 擁 有 IGC 的 70% 權益，而 Investor Growth Capital Ltd 全 資 擁 有 Investor Investments Asia Ltd ， Investor Growth Capital Holding Bv 全資擁 有 Investor Growth Capital Ltd ， Investor AB 則全資擁有 Investor Growth Capital Holding Bv 。 由於 Knul and Alice Wallenberg Foundation 持有 Investor AB 股東大會超過三分之一的投 票權，因此根據證券及期貨條例， Knul and Alice Wallenberg Foundation 亦 被 視 為 於 61,363,296 股股份中擁有權益。 (9) Mr. Sun Yang is a beneficiary under the Sunny Employee Trust, under which he is entitled to 0.84% of the beneficial interests. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Employee Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Sun Yang is deemed to be interested in 421,460,060 shares under the SFO. (10) CWI Optical Holdings, Inc. (“CWI”) is interested in 19,019,504 shares. As Chengwei Ventures Evergreen Fund, L.P. owns more than one third of the voting power of general meetings of each of CWI and Summit, Chengwei Ventures Evergreen Fund, L.P. is deemed to be interested in the 146,351,912 shares held by CWI and Summit in aggregate under the SFO. Chengwei Ventures Evergreen Management, LLC is the general partner of Chengwei Ventures Evergreen Fund, L.P., accordingly, Chengwei Ventures Evergreen Management, LLC is deemed to be interested in 146,351,912 shares under the SFO. EXL Holdings, LLC owns more than one-third of the voting power of general meetings of Chengwei Ventures Evergreen Management, LLC and EXL Holdings, LLC is a company controlled by Mr. Li Eric Xun, accordingly, each of EXL Holdings, LLC and Mr. Li Eric Xun is deemed to be interested in 146,351,912 shares under the SFO. (11) IGC is interested in 61,363,296 shares. Investor AB is deemed to be interested in 61,363,296 shares held directly by IGC under the SFO as IGC is 70% owned by Investor Investments Asia Ltd, which is in turn wholly-owned by Investor Growth Capital Ltd, which is in turn wholly-owned by Investor Growth Capital Holding BV, which is in turn wholly-owned by Investor AB. As Knul and Alice Wallenberg Foundation owns more than one-third of the voting shares in Investor AB, it is also deemed to be interested in 61,363,296 shares under the SFO.