Interim Report 2011

Sunny Optical Technology (Group) Company Limited 舜宇光學科技（集團）有限公司 / Interim Report 2011 中期報告 22 Other Information 其他資料 附註： (1) 由於舜基持有超過三分之一的舜旭股東大會投 票權，因此根據證券及期貨條例，舜基被視為 於舜旭所持 421,460,060 股股份中擁有權益。 (2) 王文鑒先生作為承授人被視為於根據受限制股 份獎勵計劃授出的 2,160,000 股限制性股份中 擁有權益。 (3) 由於王文鑒先生為舜光有限公司唯一股東及舜 宇僱員信託連同怡信信託香港有限公司的兩位 受託人其中之一，兼受益人之一，故此根據證 券及期貨條例，王文鑒先生被視為於舜旭所持 421,460,060 股股份中擁有權益。 (4) 由於王文鑒先生為中國投資者信託的受託人， 故此根據證券及期貨條例，王文鑒先生被視為 於舜眾有限公司所持 8,200,000 股股份中擁有 權益。 (5) 由於怡信信託香港有限公司為舜宇僱員信託連 同王文鑒先生的兩位受託人其中之一，故此根 據證券及期貨條例，怡信信託香港有限公司被 視為於舜旭所持 421,460,060 股股份中擁有權 益。 (6) 葉遼寧先生作為承授人被視為於根據受限制股 份獎勵計劃授出的 918,000 股限制性股份中擁 有權益。 (7) 葉遼寧先生為舜宇僱員信託的受益人，實益擁 有當中 6.20% 權益。根據證券及期貨條例，其 作為信託受益人，被視為於舜宇僱員信託所持 全部股權中擁有權益。舜基擁有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本公司股 份。因此，根據證券及期貨條例，舜基作為控 權股東被視為於舜旭所擁有的全部股權中擁有 權益。因此，根據證券及期貨條例，葉遼寧先 生被視為於 421,460,060 股股份中擁有權益。 (8) 孫泱先生作為承授人被視為於根據受限制股份 獎勵計劃授出的 918,000 股限制性股份中擁有 權益。 Notes: (1) As Sun Ji owns more than one-third of the voting power of general meetings of Sun Xu, Sun Ji is deemed to be interested in the 421,460,060 shares held of and in the Company by Sun Xu under the provisions of SFO. (2) Mr. Wang Wenjian is taken to be interested as a grantee of 2,160,000 Restricted Shares granted under the Restricted Share Award Scheme. (3) As Mr. Wang Wenjian is the sole shareholder of Sun Guang Limited and one of the two trustees (together with Equity Trust (HK) Limited) and one of the beneficiaries of the Sunny Employee Trust, Mr. Wang Wenjian is deemed to be interested in the 421,460,060 shares held by Sun Xu under the provisions of SFO. (4) As Mr. Wang Wenjian is the trustee of the PRC Investor Trust, Mr. Wang Wenjian is deemed to be interested in the 8,200,000 shares held by Sun Zhong Limited under the provisions of SFO. (5) As Equity Trust (HK) Limited is one of the two trustees (together with Mr. Wang Wenjian) of the Sunny Employee Trust, Equity Trust (HK) Limited is deemed to be interested in the 421,460,060 shares held by Sun Xu under the provisions of SFO. (6) Mr. Ye Liaoning is taken to be interested as a grantee of 918,000 Restricted Shares granted under the Restricted Share Award Scheme. (7) Mr. Ye Liaoning is a beneficiary under the Sunny Employee Trust, under which he is entitled to 6.20% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Employee Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr.Ye Liaoning is deemed to be interested in 421,460,060 shares under the SFO. (8) Mr. Sun Yang is taken to be interested as a grantee of 918,000 Restricted Shares granted under the Restricted Share Award Scheme.