Interim Report 2010

Sunny Optical Technology (Group) Company Limited 舜宇光學科技（集團）有限公司 / Interim Report 2010 中期報告 19 Other Information 其他資料 EXL Holdings, LLC 持有 Chengwei Ventures Evergreen Management, LLC 股東大會超過 三分之一的投票權，而 EXL Holdings, LLC 由 Li Eric Xun 先生控股，因此根據證券及期貨條 例， EXL Holdings, LLC 及 Li Eric Xun 先生被視 為於 207,715,208 股股份中擁有權益。 詞彙定義： – 「中國投資者信託」指依據舜眾全部已發行股 本而於二零零六年七月二十八日成立的信託 – 「舜宇僱員信託」指依據舜基全部已發行股本 而於二零零六年七月二十八日成立的信託 – 「中國投資者」指中國投資者信託的受益人 除上述披露者外，截止二零一零年六月三十 日，本公司概無任何其他股東於本公司股份 或相關股份擁有根據證券及期貨條例第 336 條 須存置的登記冊記錄的任何權益或淡倉。 F. 董事及主要行政人員擁有的 股份權益及淡倉 於二零一零年六月三十日，根據本公司按證 券及期貨條例第 352 條存置的登記冊所記錄， 或根據《上市公司董事進行證券交易之標準 守則》而須知會本公司及聯交所的規定，董 事及主要行政人員擁有本公司或其相聯法團 （定義見證券及期貨條例第 XV 部）的股份、相 關股份及債券如下： EXL Holdings, LLC owns more than one-third of the voting power of general meetings of Chengwei Ventures Evergreen Management, LLC and EXL Holdings, LLC is a company controlled by Mr. Li Eric Xun, accordingly, each of EXL Holdings, LLC and Mr. Li Eric Xun is deemed to be interested in 207,715,208 shares under the SFO. Definition of terms: – “PRC Investor Trust” refers to a trust established on 28 July 2006 on the entire issued share capital of Sun Zhong Limited (“Sun Zhong”) – “Sunny Employee Trust” refers to a trust established on 28 July 2006 on the entire issued share capital of Sun Ji – “PRC Investors” refers to the beneficiaries of the PRC Investor Trust Save as disclosed above, as of 30 June 2010, no other shareholder of the Company had any interests or short positions in the shares or underlying shares of the Company as recorded in the register required to be kept under section 336 of the SFO. F. DIRECTORS’ AND CHIEF EXECuTIVES’ INTERESTS AND SHORT POSITION IN SHARES As of 30 June 2010, the interests and short positions of the Directors and chief executive in the shares, underlying shares and debentures of the Company and its associated corporation (within the meaning of Part XV of the Securities and Futures Ordinance (the “SFO”)), as recorded in the register maintained by the Company pursuant to section 352 of the SFO, or as otherwise notified to the Company and the Stock Exchange pursuant to the Model Code for Securities Transactions by Directors of Listed Companies, were as follows: Director 董事姓名 Name of Corporation 法團名稱 Long/short position 好╱淡倉 Capacity/Nature of interest 身份╱權益性質 Number of shares/ underlying shares held 所持股份╱ 相關股份數目 Approximate percentage of shareholding 持股概約百分比 Mr. Wang Wenjian 王文鑒先生 The Company 本公司 Long position 好倉 Trustee (Note 1) 受託人（附註 1 ） 8,200,000 0.82% The Company 本公司 Long position 好倉 Trustee and Beneficiary of  a trust (Note 2) 受託人兼信託受益人（附註 2 ） 423,620,060 42.36% Mr. Ye Liaoning 葉遼寧先生 The Company 本公司 Long position 好倉 Beneficiary of a trust (Note 3) 信託受益人（附註 3 ） 422,378,060 42.24% Mr. Wu Jinxian 吳進賢先生 The Company 本公司 Long position 好倉 Beneficiary of a trust (Note 4) 信託受益人（附註 4 ） 422,378,060 42.24% Mr. Sun Yang 孫泱先生 The Company 本公司 Long position 好倉 Beneficiary of a trust (Note 5) 信託受益人（附註 5 ） 422,378,060 42.24%