Interim Report 2010

Sunny Optical Technology (Group) Company Limited 舜宇光學科技（集團）有限公司 / Interim Report 2010 中期報告 18 Other Information 其他資料 附註： (1) 由於舜基持有超過三分之一的舜旭股東大會投 票權，因此根據證券及期貨條例，舜基被視為 於舜旭所持 421,460,060 股股份中擁有權益。 (2) 由於王文鑒先生為舜光有限公司唯一股東及舜 宇僱員信託的受託人兼受益人之一，故此根據 證券及期貨條例，王文鑒先生被視為於舜旭所 持 421,460,060 股股份中擁有權益。由於王文 鑒先生為中國投資者信託的受託人，故此根據 證券及期貨條例，王文鑒先生被視為於舜眾所 持 8,200,000 股股份中擁有權益。王先生作為 承授人亦被視為於根據受限制股份獎勵計劃授 出的 2,160,000 股受限制股份中擁有權益。 (3) 葉遼寧先生為舜宇僱員信託的受益人，實益擁 有當中 6.20% 權益。根據證券及期貨條例，其 作為信託受益人，被視為於舜宇僱員信託所持 全部股權中擁有權益。舜基擁有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本公司股 份。因此，根據證券及期貨條例，舜基作為控 權股東被視為於舜旭所擁有的全部股權中擁有 權益。因此，根據證券及期貨條例，葉遼寧先 生被視為於 421,460,060 股股份中擁有權益。 葉先生作為承授人亦被視為於根據受限制股份 獎勵計劃授出的 918,000 股受限制股份中擁有 權益。 (4) 吳進賢先生為舜宇僱員信託的受益人，實益 擁有當中的 2.81% 權益。根據證券及期貨條 例，其作為信託受益人，被視為於舜宇僱員信 託所持全部股權中擁有權益。舜基擁有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本 公司股份。因此，根據證券及期貨條例，舜基 作為控權股東被視為於舜旭所擁有的全部股權 中擁有權益。因此，根據證券及期貨條例，吳 進賢先生被視為於 421,460,060 股股份中擁有 權益。吳先生作為承授人亦被視為於根據受限 制股份獎勵計劃授出的 918,000 股受限制股份 中擁有權益。 (5) 孫泱先生為舜宇僱員信託的受益人，實益擁有 當中的 0.84% 權益。根據證券及期貨條例，其 作為信託受益人，被視為於舜宇僱員信託所持 全部股權中擁有權益。舜基擁有舜旭 92.32% 股權，而舜旭擁有 421,460,060 股本公司股 份。因此，根據證券及期貨條例，舜基作為控 權股東被視為於舜旭所擁有的全部股權中擁有 權益。因此，根據證券及期貨條例，孫泱先生 被視為於 421,460,060 股股份中擁有權益。孫 先生作為承授人亦被視為於根據受限制股份獎 勵計劃授出的 918,000 股受限制股份中擁有權 益。 (6) CWI Optical Holdings, Inc. （「 CWI 」） 於 36,540,700 股股份中擁有權益。由於成為基金 持有 CWI 及 Summit 股東大會超過三分之一的 投票權，因此根據證券及期貨條例，成為基金 被視為於 CWI 及 Summit 所持合共 207,715,208 股股份中擁有權益。 Chengwei Ventures Evergreen Management, LLC 是成為基金的一般合夥人，因此根據證券 及期貨條例， Chengwei Ventures Evergreen Management, LLC 被視為於 207,715,208 股股 份中擁有權益。 Notes: (1) As Sun Ji owns more than one-third of the voting power of general meetings of Sun Xu, Sun Ji is deemed to be interested in the 421,460,060 shares held of and in the Company by Sun Xu under the provisions of SFO. (2) As Mr. Wang Wenjian is the sole shareholder of Sun Guang Limited and the trustee and one of the beneficiaries of the Sunny Employee Trust, Mr. Wang Wenjian is deemed to be interested in the 421,460,060 shares held by Sun Xu under the provisions of SFO. As Mr. Wang Wenjian is the trustee of the PRC Investor Trust, Mr. Wang Wenjian is deemed to be interested in the 8,200,000 shares held by Sun Zhong under the provisions of SFO. Mr. Wang is also taken to be interested as a grantee of 2,160,000 restricted shares granted under the Restricted Share Award Scheme. (3) Mr. Ye Liaoning is a beneficiary under the Sunny Employee Trust, under which he is entitled to 6.20% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Employee Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr.Ye Liaoning is deemed to be interested in 421,460,060 shares under the SFO. Mr. Ye is also taken to be interested as a grantee of 918,000 restricted shares granted under the Restricted Share Award Scheme. (4) Mr. Wu Jinxian is a beneficiary under the Sunny Employee Trust, under which he is entitled to 2.81% of the beneficial interest. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Employee Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Wu Jinxian is deemed to be interested in 421,460,060 shares under the SFO. Mr. Wu is also taken to be interested as a grantee of 918,000 restricted shares granted under the Restricted Share Award Scheme. (5) Mr. Sun Yang is a beneficiary under the Sunny Employee Trust, under which he is entitled to 0.84% of the beneficial interests. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Employee Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Sun Yang is deemed to be interested in 421,460,060 shares under the SFO. Mr. Sun is also taken to be interested as a grantee of 918,000 restricted shares granted under the Restricted Share Award Scheme. (6) CWI Optical Holdings, Inc. (“CWI”) is interested in 36,540,700 shares. As Chengwei Ventures Evergreen Fund, L.P. owns more than one-third of the voting power of general meetings of each of CWI and Summit, Chengwei Ventures Evergreen Fund, L.P. is deemed to be interested in the 207,715,208 shares held by CWI and Summit in aggregate under the SFO. Chengwei Ventures Evergreen Management, LLC is the general partner of Chengwei Ventures Evergreen Fund, L.P., accordingly, Chengwei Ventures Evergreen Management, LLC is deemed to be interested in 207,715,208 shares under the SFO.