Interim Report 2009

Sunny Optical Technology (Group) Company Limited 舜宇光學科技（集團）有限公司 38 Other Information 其他資料 (5) 孫泱先生為舜宇僱員信託的受益人，實益擁有 當中的 0.84% 權益。根據證券及期貨條例，彼 作為信託受益人，視為擁有舜宇僱員信託所持 全部股權。舜基擁有舜旭 92.32% 股權，而舜 旭擁有 421,460,060 股股份。根據證券及期貨 條例，舜基作為控權股東視為擁有舜旭所擁有 的全部股權。因此，根據證券及期貨條例，孫 泱先生視為擁有 421,460,060 股股份的權益。 (6) CWI Optical Holdings. Inc. （「 CWI 」） 擁 有 36,540,700 股 股 份 權 益。 由 於 Chengwei Ventures Evergreen Fund, L.P. 持 有 CWI 及 Summit 股東大會超過三分之一的投票權，因 此根據證券及期貨條例， Chengwei Ventures Evergreen Fund, L.P. 視為擁有 CWI 及 Summit 所持合共 207,715,208 股股份的權益。 Chengwei Ventures Evergreen Management, LLC 是 Chengwei Ventures Evergreen Fund, L.P. 的一般合夥人，因此根據證券及期 貨 條 例， Chengwei Ventures Evergreen Management, LLC 被視為擁有 207,715,208 股 股份的權益。 EXL Holdings, LLC 持有 Chengwei Ventures Evergreen Management, LLC 股東大會超過 三分之一的投票權，而 EXL Holdings, LLC 由 Li Eric Xun 先生控股，因此根據證券及期貨條 例， EXL Holdings, LLC 及 Li Eric Xun 先生被視 為擁有 207,715,208 股股份的權益。 名稱定義： － 「中國投資者信託」指依據舜眾全數已發行股 本而於二零零六年七月二十八日成立的信託 － 「舜宇僱員信託」指依據舜基全數已發行股本 而於二零零六年七月二十八日成立的信託 － 「中國投資者」指中國投資者信託的受益人 除上述者外，截止二零零九年六月三十日，本公 司概無任何其他股東於本公司股份或相關股份擁 有根據證券及期貨條例第 336 條須存置之登記冊 記錄之任何權益或淡倉。 (5) Mr. Sun Yang is a beneficiary under the Sunny Employee Trust, under which he is entitled to 0.84% of the beneficial interests. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Employee Trust owns under the SFO. Sun Ji owns 92.32% equity interest in Sun Xu, which in turn owns 421,460,060 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Sun Yang is deemed to be interested in 421,460,060 shares under the SFO. (6) CWI Optical Holdings, Inc. (“CWI”) is interested in 36,540,700 shares. As Chengwei Ventures Evergreen Fund, L.P. owns more than one-third of the voting power of general meetings of each of CWI and Summit, Chengwei Ventures Evergreen Fund, L.P. is deemed to be interested in the 207,715,208 shares held by CWI and Summit in aggregate under the SFO. Chengwei Ventures Evergreen Management, LLC is the general partner of Chengwei Ventures Evergreen Fund, L.P., accordingly, Chengwei Ventures Evergreen Management, LLC is deemed to be interested in 207,715,208 shares under the SFO. EXL Holdings, LLC owns more than one-third of the voting power of general meetings of Chengwei Ventures Evergreen Management, LLC and EXL Holdings, LLC is a company controlled by Mr. Li Eric Xun, accordingly, each of EXL Holdings, LLC and Mr. Li Eric Xun is deemed to be interested in 207,715,208 shares under the SFO. Definition of terms: – “PRC Investor Trust” refers to a trust established on 28 July 2006 on the entire issued share capital of Sun Zhong – “Sunny Employee Trust” refers to a trust established on 28 July 2006 on the entire issued share capital of Sun Ji – “PRC Investors” refers to the beneficiaries of the PRC Investor Trust Save as disclosed above, as of 30 June 2009, no other shareholder of the Company had any interests or short positions in the shares or underlying shares of the Company as recorded in the register required to be kept under section 336 of the SFO.