Annual Report 2009

Sunny Optical Technology (Group) Company Limited 舜宇光學科技（集團）有限公司 / Annual Report 2009 年報 74 Directors’ Report 董事會報告 (6) CWI Optical Holdings. Inc. （「 CWI 」） 擁 有 36,540,700 股股份權益。由於 Chengwei Ventures Evergreen Fund, L.P. 持有 CWI 及 Summit 股東大會 超過三分之一的投票權，因此根據證券及期貨條 例， Chengwei Ventures Evergreen Fund, L.P. 視 為擁有 CWI 及 Summit 所持合共 207,715,208 股股份 的權益。 Chengwei Ventures Evergreen Management, LLC 是 Chengwei Ventures Evergreen Fund, L.P. 的一 般合夥人，因此根據證券及期貨條例， Chengwei Ventures Evergreen Management, LLC 被視為擁 有 207,715,208 股股份的權益。 EXL Holdings, LLC 持 有 Chengwei Ventures Evergreen Management, LLC 股 東 大 會 超 過 三 分 之 一 的 投 票 權， 而 EXL Holdings, LLC 由 Li Eric Xun 先生控股，因此根據證券及期貨條例， EXL Holdings, LLC 及 Li Eric Xun 先生被視為擁有 207,715,208 股股份的權益。 (7) 根據於二零零九年十一月訂立的一份協議，舜眾已 向第三方出售若干本公司股份，致使其於本公司的 股權從 5.79% 降至 4.61% 。 名稱定義： – 「中國投資者信託」指依據舜眾全數已發行股本而 於二零零六年七月二十八日成立的信託 – 「舜宇僱員信託」指依據舜基全數已發行股本而於 二零零六年七月二十八日成立的信託 – 「中國投資者」指中國投資者信託的受益人 除上述披露者外，截止二零零九年十二月三十一 日，本公司概無任何其他股東於本公司股份或相 關股份擁有根據證券及期貨條例第 336 條須存置 之登記冊記錄之任何權益或淡倉。 委任獨立非執行董事 本公司已接獲各獨立非執行董事根據上市規則第 3.13 條之規定而發出有關其獨立性之年度確認 書，本公司認為全體獨立非執行董事均為獨立人 士。 (6) CWI Optical Holdings, Inc. (“CWI”) is interested in 36,540,700 shares. As Chengwei Ventures Evergreen Fund, L.P. owns more than one-third of the voting power of general meetings of each of CWI and Summit, Chengwei Ventures Evergreen Fund, L.P. is deemed to be interested in the 207,715,208 shares held by CWI and Summit in aggregate under the SFO. Chengwei Ventures Evergreen Management, LLC is the general partner of Chengwei Ventures Evergreen Fund, L.P., accordingly, Chengwei Ventures Evergreen Management, LLC is deemed to be interested in 207,715,208 shares under the SFO. EXL Holdings, LLC owns more than one-third of the voting power of general meetings of Chengwei Ventures Evergreen Management, LLC and EXL Holdings, LLC is a company controlled by Mr. Li Eric Xun, accordingly, each of EXL Holdings, LLC and Mr. Li Eric Xun is deemed to be interested in 207,715,208 shares under the SFO. (7) Pursuant to an agreement entered into in November 2009, Sun Zhong had sold certain shares in the Company to third parties, resulting in a reduction of shareholding interests in the Company from 5.79% to 4.61%. Definition of terms: – “PRC Investor Trust” refers to a trust established on 28 July 2006 on the entire issued share capital of Sun Zhong – “Sunny Employee Trust” refers to a trust established on 28 July 2006 on the entire issued share capital of Sun Ji – “PRC Investors” refers to the beneficiaries of the PRC Investor Trust Save as disclosed above, as of 31 December 2009, no other shareholder of the Company had any interests or short positions in the shares or underlying shares of the Company as recorded in the register required to be kept under section 336 of the SFO. APPOINTMENT OF INDEPENDENT NON-EXECUTIVE DIRECtORS The Company has received, from each of the independent non- executive Directors, an annual confirmation of his independence pursuant to Rule 3.13 of the Listing Rules. The Company considers all of the independent non-executive Directors independent.