irasia.com

Securities & Futures Commission

Press Releases       

2008-October-10	Test your investment knowledge -- and win cash prizes
2008-October-3	SFC urges issuers of retail investment products of risk-disclosure duty
2008-September-30	Dr Wise alerts investors to high market volatility and unpredictability
2008-September-30	SFC welcomes its Chief Executive Officer's re-appointment
2008-September-30	SFC warns of action against abusive short selling
2008-September-29	Putting it right without stifling the industry
2008-September-26	SFC on Short Selling
2008-September-25	SFC seeks disqualification and compensation orders against former and current directors of Rontex International Holdings
2008-September-25	SFC prosecutes fourth insider trading case this year
2008-September-24	SFC to investigate Lehman Brothers Minibond mis-selling complaints
2008-September-23	SFC publishes lists of Lehman Brothers-related retail structured notes
2008-September-22	SFC steps up measures to address investors' concerns
2008-September-20	SFC meets Lehman Minibonds holders
2008-September-19	SFC reminds regulated persons to meet obligations to investors
2008-September-19	Court continues SFC orders against unlicensed futures dealer
2008-September-17	SFC clarifies issues on Lehman Minibonds
2008-September-17	Brokerages report orderly trading and settlement
2008-September-16	Lehman Brothers unlisted structured products
2008-September-16	SFC issues Restriction Notices on Lehman Brothers' entities in Hong Kong
2008-September-12	SFC seeks court orders against unlicensed futures trader
2008-September-12	Securities and Futures Appeals Tribunal upholds SFC decision to revoke licence of Li Kwok Wah
2008-September-12	Subprime crisis highlights need for regulatory cooperation
2008-September-9	Profitability of SEHK participants drops with first half turnover
2008-September-9	Sound corporate governance enhances shareholder value
2008-September-9	SFC seeks disqualification, compensation orders against former chairman, former and current executives of Styland Holdings
2008-September-5	Market participants, investors urged to exercise collective discipline to defend against financial crisis
2008-September-5	Du Jun's insider dealing case transferred to District Court
2008-September-4	SFC revokes licence of Wong Shu Cheung
2008-September-3	SFC seeks court order to ban former Wah Sang Gas chief from all company directorships
2008-September-3	Bankruptcy order obtained against former dealer
2008-September-1	Life ban for Lance Leung Chiu Ling
2008-August-29	SFC takes new enforcement approach to encourage compliance
2008-August-26	Dr Wise on using arbitration to resolve leveraged forex trading disputes
2008-August-20	"My Investment Story" competition winners share their inspiring experiences
2008-August-15	SFC's success against insider traders
2008-August-12	Hong Kong committed to developing Islamic finance
2008-August-11	William Zee convicted of unlicensed dealing in securities and futures contracts
2008-August-7	Market manipulation case transferred to District Court
2008-August-4	SFC reprimands and fines Chris Chan Pak Kong
2008-August-1	Appointment of Disciplinary Chair Committee members
2008-July-31	SFC reprimands and fines Sze Chong Hoi
2008-July-30	Court confirms SFC's investigative powers
2008-July-30	Takeovers Panel issues decision
2008-July-30	SFC reprimands and fines Angus Moore
2008-July-29	Dr Wise offers advice on choosing retail funds
2008-July-24	Survey shows record growth in Hong Kong's fund management business
2008-July-23	SFC authorises Hong Kong's first Gold ETF
2008-July-22	SFC rolls out investor education videos on public buses
2008-July-21	SFC suspends and fines Daniel Ng Shiu Wah for short selling
2008-July-21	Life ban for Lee Kin Hang
2008-July-17	First conviction of insider dealing under the SFO
2008-July-17	SFC suspends Law Oi Yee, Ronnie
2008-July-15	Investor participation in local market stays stable in the first half of 2008 amidst downturn
2008-July-11	Former investment banker arrested and charged with insider dealing
2008-July-11	Securities and Futures Appeals Tribunal (SFAT) upholds the SFC's decision to reprimand and fine Radland International
2008-July-11	SFC Levy and Investor Compensation Levy exemptions for SEHK market makers
2008-July-10	SFC charges four with conspiracy to manipulate market
2008-July-7	SFC suspends Ng Yu Hon for closing price manipulation
2008-July-7	Hong Kong and Australia sign deal to allow cross-border marketing of retail funds
2008-July-4	Gazetting of the revisions to the Product Codes and the Advertising Guidelines Applicable to Collective Investment Schemes Authorized under the Product Codes
2008-July-4	SFC welcomes the re-appointment of Mrs Angelina Lee as Non-Executive Director
2008-July-2	Joint SFC/HKSFA Press Release Seminars on investment analysis
2008-July-2	SFC suspends Ma Chi Koon Ralph
2008-June-26	Consultation Conclusions on Streamlining the Pre-vetting of Notices and Advertisements of Authorized Collective Investment Schemes
2008-June-26	SFC Takeovers Bulletin
2008-June-25	SFC plugs loophole in privatisations and delistings
2008-June-25	Joint SFC/HKEx Press Release Possible effect of half-year ends on Hong Kong's securities market
2008-June-24	Dr Wise on investors' compensation claims
2008-June-23	Common vision for the Greater China financial markets
2008-June-19	Streamlining Admission and Registration Procedures for Exchange Participants
2008-June-17	Update on Dual Filing
2008-June-16	SFC Reprimands and Fines Choy Kwong Wa Christopher
2008-June-12	Market Manipulator Given Suspended Jail Sentence
2008-June-11	SFC Outlines Strategic Priorities for 2008-09
2008-June-10	Yu Ka Tak Convicted of Unlicensed Leveraged Forex Dealing
2008-June-6	Court Fines Bright & Shine Corporate Finance Limited and its Director
2008-June-6	SFC Resolves Compliance Issues with ICEA Capital Limited and ICEA Securities Limited
2008-June-6	Press Release from Administrator of Great Honest Investment Company Ltd
2008-June-5	SFC Commences Second Criminal Prosecution for Insider Dealing
2008-June-3	Pragmatic Approach to Regulating Electronic Trading
2008-May-30	Real-life Lessons for Investors
2008-May-30	Global Markets Require Regulatory Cooperation
2008-May-27	Dr Wise Warns of Risks of On-line Trading
2008-May-26	SFC Enforcement Reporter
2008-May-22	SFC Bulletin
2008-May-21	SFC Reprimands and Fines Tang Ping Kong
2008-May-13	SFC Bans and Fines Tsap Wai Ping
2008-May-13	SFC Reprimands and Fines Wintech Securities Limited
2008-May-9	SFC Research Paper
2008-May-9	Global Financial Crisis Requires Measured Regulatory Response
2008-May-8	SFAT Upholds SFC's Decision to suspend Wong Ting Choi Joe
2008-May-6	Life Ban for Great Honest Couple
2008-May-5	Proposal to Exempt Collective Investment Schemes from Disclosure of Interests Requirements
2008-May-4	SFC Welcomes Mainland Fund Companies to Hong Kong
2008-May-2	SFC Obtains a Worldwide Injunction in Insider Dealing Investigation
2008-April-30	Life Ban for Man Lung Hong Representatives
2008-April-29	Dr Wise Warns of Risks of Structured Products
2008-April-25	E-submission Rules Gazetted
2008-April-25	SFC Suspends Lau Siu Wing Harry
2008-April-24	Suspended Jail Term and Fine for Unlicensed Securities Advice Business
2008-April-23	SFC Bans Liu Ka Hin for Life
2008-April-17	SFC prohibits Lee Deng Charng from re-entering the industry
2008-April-17	SFC Resolves Compliance Issues with Core Pacific-Yamaichi Capital Limited, Core Pacific-Yamaichi International (H.K.) Limited and Core Pacific-Yamaichi Securities (H.K.) Limited
2008-April-16	Reviewing the Code on Unit Trust and Mutual Funds
2008-April-15	SFC Response to Enquiries on Accumulators
2008-April-11	SFC's Response to Accumulators
2008-April-9	Regulation is not Anti-competitive
2008-April-8	SFC Bans and Fines Ho Lai
2008-April-3	Consultation Conclusions on Electronic Submission of Disclosure of Interests Notices
2008-April-3	Appointments to SFC Committees
2008-April-3	SFC Signs MOU with Dubai Financial Services Authority
2008-April-2	Hong Kong's Proactive Role in China's Capital Market Development
2008-April-2	SFC Takeovers Bulletin
2008-April-1	Joint SFC/HKEx Press Release Joint Consultation Paper on Issue of Paper Application Forms with Electronic Prospectuses <br>
2008-March-31	SFC Commences Action in High Court Tackling Grey Markets
2008-March-31	SFC Reprimands and Fines Leung Kin Keung
2008-March-31	SFC Bans Shum Lik Keung
2008-March-27	SFC Prosecutes Lam Chun Wilson for Short Selling
2008-March-27	Update on Dual Filing
2008-March-27	Regulatory Co-operation with CIRC
2008-March-25	Dr Wise Warns Investors About Investment Scams
2008-March-18	Equity-linked Instruments are Not Low Risk Products
2008-March-17	Insider Dealing Case Transferred to District Court
2008-March-13	Breach of Takeovers Code
2008-March-13	SFC Bulletin
2008-March-13	Electronic Submission of Financial Returns
2008-March-10	Misappropriating Client Assets Brings Serious Criminal Consequences
2008-March-7	Jail Sentence for Misappropriating Client Assets
2008-March-6	Another Market Manipulator Given Suspended Jail Sentence
2008-March-5	Jail Sentence for Misappropriating Client Assets
2008-March-5	Disciplinary Hearings Before Takeovers Panel to be Held in Public
2008-March-4	Breach of Takeovers Code Attracts Public Criticism
2008-March-3	Mainland Fund Companies to Step Up Presence in Hong Kong
2008-February-29	SFC Welcomes Re-appointment of Mrs Alexa Lam as Executive Director
2008-February-29	Third Quarterly Report for the Financial Year 2007-08
2008-February-28	SFC Starts First Criminal Prosecution for Insider Dealing
2008-February-28	SFC Presents 2008/09 Budget
2008-February-26	Dr Wise on Benefits of Using Investor Participant Account & Stock Segregated Account
2008-February-26	SFC Reprimands and Fines Chia Wei Chen
2008-February-20	Ample growth opportunities for both Hong Kong and Shanghai
2008-February-19	2007 Annual Review of the Exchange's Performance of its Regulation of Listing Matters
2008-February-4	SFC Suspends Wong Ho Fei
2008-February-4	Court Dismisses Appeals by Daido Group Limited and To Shu Fai
2008-January-31	Streamlining Pre-vetting of Notices and Advertisements
2008-January-31	SFC Provides Guidance to REITs
2008-January-30	Trio Acquitted of Misleading SFC
2008-January-30	SFC Bulletin
2008-January-29	Hong Kong Forex Investment Limited Suspended
2008-January-29	Dr Wise on the Myths of Derivative Warrants Investment
2008-January-28	SFC Enforcement Reporter
2008-January-26	SFC to Boost Resources for Investor Education in Coming Year
2008-January-25	SFC Welcomes Mr David S. Y. Wong's Appointment
2008-January-18	Court Dismisses Challenge to SFC
2008-January-16	Hong Kong's Proactive Role as an Asset Management Hub
2008-January-8	SFC Bans Poon Ting Kei for Life
2008-January-8	10-month Suspension for Luk Kam Kwong Kenneth
2008-January-4	SFC Revokes Licences of Chung Yu Kit and Ding Lai Leung
2008-January-3	Market Manipulator Given Suspended Jail Sentence
2008-January-3	SFC Suspends Kao Hsien Kuang
2008-January-2	SFC Bans Ho King Man Justin for Breaching Chinese Walls Restrictions
2007	2007 Press Releases
2006	2006 Press Releases
2005	2005 Press Releases
2004	2004 Press Releases
2003	2003 Press Releases
2002	2002 Press Releases
2001	2001 Press Releases
2000	2000 Press Releases
1999	1999 Press Releases
1998	1998 Press Releases