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Securities & Futures Commission
Press Releases
| Registrations of Ms Eleanor Sak Revoked | |
| Chairman's Year-end Remarks | |
| SFC Takes Action Against Nomura International (Hong Kong) Limited | |
| 1) SFC Prosecutes Lai Yiu Keung for Contravening the Securities (Disclosure of Interests) Ordinance; 2) SFC Prosecutes Yeung Kwok Fan and Lucky Bingo Investment Limited for Contravening the Securities (Disclosure of Interests) Ordinance | |
| SFC Announces the Suspension of the Registration of Goldwyn Capital Limited | |
| SFC Publishes Monthly Progress Report on Year 2000 Compliance | |
| Extension of Consultation Period regarding Introduction of Treasury Shares | |
| SFC Takes Action Against Unregistered Dealing | |
| 1. SFC Takes Disciplinary Action Against a Dealing Director and a Dealer's Representative of Unicorn Securities Company Limited 2. SFC Revokes the Registration of Alfred Hon-Hung Li |
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| Appointment and Re-appointments of SFC Executive Directors | |
| SFC Prosecutes Unregistered Dealing Activities | |
| CA Pacific Securities Compensation Payments | |
| SFC Reprimands Yick Chi Kin, Kerry | |
| SFC Prosecutes Sung Wah Ting for Short-Selling | |
| SFC Issues Consultation Paper on Treasury Shares | |
| Intermediaries Business Activities Survey Report Published | |
| SFC Revokes the Registration of Chung Chui Fung, Yvonne | |
| General Communique of the Asia Pacific Regional Committee of IOSCO | |
| "Transparency, Information Technology, and Governance" | |
| SFC Reprimands Ma Tak Ming, Dick | |
| SFC Welcomes Passage of Compensation Fund Arrangements | |
| SFC Approves Extension of HKFE Trading Hours | |
| Professor Stephen Cheung to Head Research Unit | |
| SFC Revokes the Registration of Fu Tak, a Dealer's Representative | |
| SFC Announces the Suspension of the Registration of Kao Ying Lun, John as an Investment Adviser | |
| Court of Appeal Increases Penalties For Two Directors of Canwell Forex International Limited | |
| "Enhancing Hong Kong as an International Financial Centre" | |
| SFC Prosecutes Unregistered Dealing Activities | |
| SFC Warns Intermediaries of Year 2000 Reporting Obligations | |
| Report of Inquiry into Dealings in HSBC Holdings Shares | |
| Press Conference by SFC Chairman - "Hong Kong and Global Markets Back to Basics" | |
| SEHK and SFC Announce New Client Identity Rules | |
| Court of Final Appeal Upholds SFC in Nomura Case | |
| Extension of Appointment of Executive Director | |
| SFC Takes Action Against Daiwa Securities (HK) Limited and Osamu Semba | |
| Speech by SFC Chairman | |
| SFC Prosecutes Tsang Kwing Yin, Lam Mei Lin, & Lee Kang for Short Selling | |
| SFC Revokes and Suspends Registrations of Securities Dealer's Representatives | |
| SFC Supports Chief Executive's Initiatives | |
| Mr Andrew Sheng to Attend Legislative Council Panel | |
| New Investor Compensation Arrangements | |
| Address to the Institute of Directors by Anthony Neoh, SC, Chairman, Securities and Futures Commission, on 29 September 1998 | |
| SFC Prosecutes Nigam Kim Tee Christine and Prime Assets Limited | |
| Possible Unconditional General Offer by Core Pacific-Yamachi International (HK) Ltd and Kim Eng Securities (Hong Kong) Ltd on behalf of Kong Tai International Holdings Company Limited for all the issued shares in Singapore Hong Kong Properties Investment Limited | |
| SFC Reprimands Chiu Chi Hung Robert | |
| SFC Signs Memoranda of Understanding with Swedish and South African Financial Regulators | |
| SFC Prosecutes Man Tak Hong | |
| Speech given by the Acting Chairman of the SFC, Mrs Laura Cha - Professional Ethics Programme for the Securities, Futures and Investments Sectors | |
| 1. SFC Reprimands Dealer's Representative Wong Yue Shing 2. SFC Reprimands Dealer's Representative Mony Wong |
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| SFC Supports Government Measures to Strengthen Market Regulation | |
| Illegal Short Selling | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Possible Unconditional General Offer by Core Pacific-Yamachi International (HK) Ltd and Kim Eng Securities (Hong Kong) Ltd on behalf of Kong Tai International Holdings Company Limited for all the issued shares in Singapore Hong Kong Properties Investment Limited | |
| SFC Disciplines Tang Siu-lap | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - Sui Chong Holdings Limited | |
| Extension of Consultation Period on Proposed Amendments to the Securities (Disclosure of Interests) Ordinance | |
| SFC Takes Action Against Dealer's Representative Wong Kin Ming | |
| Possible Unconditional General Offer by Core Pacific-Yamachi International (HK) Ltd and Kim Eng Securities (Hong Kong) Ltd on behalf of Kong Tai International Holdings Company Limited for all the issued shares in Singapore Hong Kong Properties Investment Limited (SHKP) | |
| SFC Takes Action Against Unregistered Securities Dealer | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealings - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| An Applicant for Registration Convicted of Misleading SFC | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealings - The HKCB Bank Holdings Co Ltd | |
| Market Surveillance after Financial Crisis | |
| Disclosure of Share Dealings - 1) The HKCB Bank Holdings Co Ltd 2) Sui Chong Holdings Limited |
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| Disclosure of Share Dealings - Sui Chong Holdings Limited | |
| Disclosure of Share Dealings - The HKCB Bank Holdings Co Ltd | |
| SFC Releases 1997-98 Annual Report Meeting the Challenges of Change | |
| Disclosure of Share Dealings - Sui Chong Holdings Limited | |
| Disclosure of Share Dealings - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealings - Sui Chong Holdings Limited | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Revised Hong Kong Code on Takeovers and Mergers to become effective on 1 August 1998 | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| SFC Reprimands Yeung Chun Pong, a Securities Dealer's Representative | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| Disclosure of Share Dealing - The HKCB Bank Holdings Co Ltd | |
| 1. SFC Suspends the Registration of Dealer's Representative Chan Kwai Ming 2. SFC Prosecutes Chu Poy Ying, Chan Man Tin, Michael, Ping On Securities Limited, Leung Chiu Bun, Chang Shun Yu and Ho Yin Shan 3. SFC Suspends Mr Lau Man Leong, Winston |
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| New Investor Education Putonghua Radio Drama | |
| SFC Reprimands Hung Hin-shiu, a Securities Dealer | |
| Consultation on Proposed Amendments to the Securities (Disclosure of Interests) Ordinance | |
| SFC Reprimands Nguyen Tan Thuong, Kwoh So Chi, and Fatum Fund Management Limited | |
| Appointment of New SFC Chairman | |
| SFC Revokes the Registrations of Worldon Investments Limited and its Supervisory Director, Hideshi Note | |
| SFC and HKMA Hold Global Year 2000 Workshop | |
| SFC Withdraws Restriction Notices issued to Ming Fung Group of Companies | |
| "Foundations of the Financial Markets at the Dawn of the 21st Century" - a speech given today by the Chairman of the Securities and Futures Commission | |
| Compensation Arrangements for CA Pacific Securities Clients | |
| SFC Prosecutes Kwong Wai Tong and Wong Ka Chun for Short Selling | |
| SFC Responds to Morgan Stanley's Denial of Misconduct | |
| SFC reprimands Morgan Stanley Asia Limited | |
| The Core Principles of Financial Regulation | |
| Golden Power International Holdings Limited | |
| SFC signs Memorandum of Understanding with Commission des valeurs mobilières du Québec | |
| Provisional Liquidators Appointed for Ming Fung Group of Companies | |
| Ming Fung Group of Companies | |
| SFC Revokes Registration of Koon Yee Poon | |
| Provisional Liquidators Appointed for Forluxe Securities | |
| SFC Reprimands Chuangs and Co Ltd and its Dealing Director, Mr Chuang King Tak, Peter | |
| Court of Appeal Supports SFC in Nomura Case | |
| The Securities and Futures Commission - restriction notice to Forluxe Securities Ltd | |
| SFC Prosecutes Chan Ying Ming, Simon and Ming Kee Investments Limited for Contravening the Securities (Disclosure of Interests) Ordinance | |
| Report on Financial Market Review | |
| SFC Prosecutes Chan Kwai Ming | |
| SFC Suspends Licence of Nerissa Ma Mui Kuen | |
| Seminar on the Securities Market of Hong Kong | |
| IOSCO Paper on Risk Management and Control Guidelines for Securities Firms and their Supervisors | |
| Prosecution of Two Directors of Canwell Forex International Limited | |
| SFC Suspends Registrations of Lee Hon-ming, Yau Lap-kan and Law Hing-chun | |
| SFC Announces Launch of Chinese Web Site | |
| Speech presented by Mr Anthony Neoh, Chairman of SFC to the Investor Participation in CCASS Luncheon on 26 March 1998, Hong Kong | |
| SFC Prosecutes Lau Chi Ching | |
| Joint Announcement On The Use Of Plain Language In Prospectuses And Application Forms | |
| Extension of Consultation Period on Takeovers Code Review | |
| SFC Reprimands Mak Wing Tak and Kuo Wai Lan Peggy SFC Suspends Registrations of Ang Li Ling and Leung Ngai Man |
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| SFC Takes Action Against Wan Chuen Chung, Joseph | |
| SFC Fee Levels Revised | |
| SFC Prosecutes Seto Kim Pong and Fung Pik Wah for Short-Selling | |
| SFC signs Memorandum of Understanding with the German Federal Scuirities Supervisory Office | |
| SFC Takes Actions Against Tsun Chi Yuen Securities Company Limited and its Dealing Directors Mr Tsun Pui Keong, Albert and Mr Tsun Chi Shing, Alfred | |
| SFC Suspends the Registration of So Hung Ling | |
| Investigation Report on Trading of Shares in Crownhampton International Limited | |
| SFC and Stock Exchange Issue Conclusions on Offer Mechanism Consultation | |
| Budget Speech by Financial Secretary | |
| 2008 Press Releases | |
| 2007 Press Releases | |
| 2006 Press Releases | |
| 2005 Press Releases | |
| 2004 Press Releases | |
| 2003 Press Releases | |
| 2002 Press Releases | |
| 2001 Press Releases | |
| 2000 Press Releases | |
| 1999 Press Releases |
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