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| A New Year's Resolution for Investors (in PDF) | |
| SFC Reprimands and Fines Ng Tak Lin Fanny (in PDF) | |
| Press Release from Administrator of Great Honest Investment Company Ltd (in PDF) | |
| SFC Bans Wang Pei Ying from Re-entering the Industry (in PDF) | |
| Flexibility in Position Limits Regime (in PDF) | |
| SFC Suspends Ho Yuk Kuen and Kan Tsang Fu (in PDF) | |
| SFC Takeovers Bulletin (in PDF) | |
| SFC Suspends Mak Ka Bo Alex (in PDF) | |
| SFC Reaches s201 SFO Agreement with South China Capital Limited and South China Research Limited (in PDF) | |
| SFC Reprimands and Fines South China Securities Limited $500,000 (in PDF) | |
| SFC Takes Action against Richard Howard Gorges (in PDF) | |
| Court Dismisses Another Challenge to SFC Investigation (in PDF) | |
| SFC Obtains Injunction in Insider Dealing Investigation (in PDF) | |
| Dr Wise on IPO Information Packs (in PDF) | |
| SFC Reprimands and Fines Chan Na Wah Helena (in PDF) | |
| Second Quarterly Report for the Financial Year 2007-08 (in PDF) | |
| China Hedge Funds Utilise Hong Kong Platform (in PDF) | |
| SFC Bans Suen Wai Hung from Re-entering the Industry (in PDF) | |
| SFC Bans Ip Shu Kun for Life (in PDF) | |
| Market Manipulator Jailed (in PDF) | |
| SFC Cuts Costs for Structured Products (in PDF) | |
| Takeovers Panel Rules that Mandatory General Offer Be Made for China Oriental Group Company Limited (in PDF) | |
| SFC Suspends Choi Chi Ming (in PDF) | |
| Update on Dual Filing (in PDF) | |
| Hong Kong Facilitates Mainland Market Development (in PDF) | |
| Electronic Submission of Disclosure of Interests Notices (in PDF) | |
| Stockbrokers' Profits Increased by 85% in 2007 Q3 (in PDF) | |
| Electronic Trading Creates Challenges for Regulators (in PDF) | |
| Dr Wise on 130/30 Investment Funds (in PDF) | |
| Notice Inviting Claims in respect of Man Lung Hong Securities Limited (in PDF) | |
| Mareva Injunction Continued for Great Honest Majority Shareholder (in PDF) | |
| SFC Imposes Licensing Condition on Man Kwai Ching and Bans Her from being Senior Management in the Industry for Life (in PDF) | |
| SFC Authorises First Retail Islamic Fund (in PDF) | |
| SFC Bans Chan Tit Yuen from Re-entering the Industry (in PDF) | |
| Conviction for Misappropriating Client Assets (in PDF) | |
| Court Orders Continued for Great Honest Investment Company Ltd (in PDF) | |
| Press Release from Administrator of Great Honest Investment Company Ltd (in PDF) | |
| Joint SFC/FRC Press Release - SFC and FRC Sign MOU (in PDF) | |
| SFAT Upholds SFC Decision to Ban Lee On Ming Paul (in PDF) | |
| Restriction Notice on Great Honest Investment Company Ltd (in PDF) | |
| Press Release from Administrator of Great Honest Investment Company Ltd (in PDF) | |
| Electronic Submission of Financial Returns (in PDF) | |
| Rapid Growth of the Stock Options Market (in PDF) | |
| SFC Prosecutes a Listed Company for Providing False or Misleading Information (in PDF) | |
| REITs Working Groups to Identify Growth Opportunities (in PDF) | |
| SFC Suspends Tsui Kwok Fan (in PDF) | |
| SFC Reprimands and Fines ICBC (Asia) Securities Limited for FRR Breaches and Internal Control Failures (in PDF) | |
| SFC Revokes Lee Mei Mei (in PDF) | |
| Joint SFC/HKEx Press Release Earlier Disclosure of Information by IPO Applicants (in PDF) | |
| SFC Wins Another Challenge to its Investigation Powers (in PDF) | |
| SFC Suspends Mak Chung Wai (in PDF) | |
| SFC Bulletin (in PDF) | |
| New Procedures for Takeovers Hearings (in PDF) | |
| Person Avoiding Interview by SFC Found in Contempt of Court and Arrested (in PDF) | |
| Dr Wise on Investing in Volatile Market (in PDF) | |
| SFC Welcomes Appointment of The Hon Chan Kam-Lam and the Re-Appointment of Mr Christopher Cheng as Non-Executive Directors (in PDF) | |
| SFC Enforcement Reporter (in PDF) | |
| Index Tracking Exchange Traded Funds may not Trade at Their Net Asset Value (in PDF) | |
| SFC Prosecutes Pak Hoi Wun and Hung Nam Fook for Unlicensed Leveraged Forex Dealing Offences (in PDF) | |
| SFC Prosecutes Chung Yuk Man Max and Chung Yuk Wing for Unlicensed Securities Dealing Offences (in PDF) | |
| SFC Bans Former Whole Win Directors for Life (in PDF) | |
| SFC Reprimands and Fines Hang Tai Securities Limited and So Ping Tsuen Gary (in PDF) | |
| Enhanced Flexibility in Delegation of Investment Management Functions for SFC-Authorised Funds (in PDF) | |
| SFC Bans Fung Chun Wai for Life (in PDF) | |
| Good Response to Investment Triathlon (in PDF) | |
| SFC Prosecutes Lam Ho Kwan John for Short Selling (in PDF) | |
| SFC Suspends Ng Suet Hing and Seeks Information from Public about Cosmos Hantec (in PDF) | |
| SFC Warns Against Misleading Information on Boiler Room Website (in PDF) | |
| SFC Prosecutes Chief Securities Limited and Peter Chau Chung Kai for Issuing Unauthorised Advertisements on Collective Investment Scheme (in PDF) | |
| SFC Publishes Latest Issue of Takeovers Bulletin (in PDF) | |
| Dr Wise on Investment-Linked Assurance Schemes (in PDF) | |
| Court Continues Appointment of Administrators of Man Lung Hong Securities Limited (in PDF) | |
| SFC Releases Consultation Paper on Proposed Amendments to the Codes on Takeovers and Mergers and Share Repurchases (in PDF) | |
| Test Your Investment Knowledge in the SFC Investment Triathlon - and Get Cash Prizes Totalling $45,000 (in PDF) | |
| Market Supports Changes to the Position Limits Regime (in PDF) | |
| SFC Prosecutes Suen Wai Hung and Liang Kin Wai for Short Selling (in PDF) | |
| Update on Dual Filing (in PDF) | |
| High Level Seminar for Mainland Fund Management and Securities Companies (in PDF) | |
| Securities and Futures Appeals Tribunal Upholds the SFC's Decision to Suspend the Financial Controller and Two Directors of Upbest Securities Company Limited and Upbest Investment Company Limited (in PDF) | |
| Court Grants Final Mareva Injunction Against Mr Ip Shu Kun and Ms Chau Sau King (in PDF) | |
| Process Review Panel Annual Report (in PDF) | |
| SFC Prosecutes Two Companies for Unlicensed Activities (in PDF) | |
| SFC Prosecutes Dino Zavagno for Unlicensed Advising on Securities (in PDF) | |
| Suspended Jail Term for Market Manipulator (in PDF) | |
| Court Appoints Administrators for Man Lung Hong Securities Limited and Issues Interim Mareva Injunction Against Mr Ip Shu Kun and Ms Chan Sau King (in PDF) | |
| Hedge Funds are Not for Everyone (in PDF) | |
| SFC Appoints Members of the Committee on Real Estate Investment Trusts (in PDF) | |
| SFC Issues Restriction Notice on Man Lung Hong Securities Limited (in PDF) | |
| SFC Reprimands and Fines Emperor Securities Limited (in PDF) | |
| SFC Revokes and Bans Fong Shik Yee for Life (in PDF) | |
| SFC Continues Crackdown on Secret Account (in PDF) | |
| Dr Wise on Boiler Room Scams (in PDF) | |
| SFC Prosecutes Lee Mei Mei and Lau Ka Fai for Unlicensed Leveraged Forex Dealing (in PDF) | |
| New SFC Bulletin for Intermediaries (in PDF) | |
| SFC Suspends Chan Mo Chun Christina (in PDF) | |
| Joint SFC/HKMA Enforcement Action - SFC Bans Hung Sum Yee from Re-entering the Industry (in PDF) | |
| Court Upholds Sentencing Appeal (in PDF) | |
| First Quarterly Report for the Financial Year 2007-08 (in PDF) | |
| SFC Welcomes Initiative of the State Administration of Foreign Exchange (in PDF) | |
| SFC Suspends and Fines Chin Man Chung for Market Manipulation (in PDF) | |
| SFC Reprimands and Fines Wong Ding Pong Allan and Yau Man Yuk Jabriel (in PDF) | |
| SFC Reprimands and Fines Lucky Securities Company Limited (in PDF) | |
| Takeovers Panel's Decision Regarding Sanmenxia Tianyuan Aluminum Company Limited (in PDF) | |
| Dr Wise on Index Tracking Exchange Traded Funds (in PDF) | |
| SFC Tackles Secret Accounts and Bans Responsible Officer for Life (in PDF) | |
| Another Market Manipulator Given Suspended Jail Sentence (in PDF) | |
| Hong Kong Led the UK and US in the Trading of Stocks and Their Options Traded in the Three Markets (in PDF) | |
| Ask the Right Questions before Investing in Funds (in PDF) | |
| SFC Suspends Wong Yick Keung (in PDF) | |
| SFC Reprimands and Fines Goldenway Securities Company Limited (in PDF) | |
| A 36% Growth in Hong Kong's Fund Management Business (in PDF) | |
| July Issue of Enforcement Reporter - The SFC Improves Communication on Enforcement Practice (in PDF) | |
| Takeovers Panel's Decisions Regarding Pacific Challenge Holdings Limited (in PDF) | |
| Beware of Offers that are Too-good-to-be-true (in PDF) | |
| SFC Reprimands and Fines Yu Man Sang Mason $50,000 (in PDF) | |
| SFC Prosecutes Yip Po Keung for Short Selling (in PDF) | |
| SFC Prosecutes Lee Sang Yoon for Disclosure of Interests Offence (in PDF) | |
| International Co-operation Needed for Effective Risk Management (in PDF) | |
| Market Manipulator Given Suspended Jail Sentence and Fined $200,000 (in PDF) | |
| IPO Investing is Not Risk Free (in PDF) | |
| Public Shareholders Group (in PDF) | |
| SFC Welcomes New CEPA Initiatives (in PDF) | |
| Wash Trader Sentenced (in PDF) | |
| High Quality Regulation Supports Market Development (in PDF) | |
| SFC Suspends Chow Yin Shan (in PDF) | |
| SFC Bans Chow Yat Kwai from Re-entering the Industry (in PDF) | |
| Dr Wise on Finding Listed Company Information (in PDF) | |
| SFC Appoints Takeovers Panel and Takeovers Appeal Committee Members (in PDF) | |
| Investors are Reminded to Know Their Broker (in PDF) | |
| Still Room to Improve Corporate Governance Standards (in PDF) | |
| Update on Dual Filing (in PDF) | |
| SFC Brings Wash Trader to Heel (in PDF) | |
| First SFC Prosecution for Failing to Obtain SFC Prior Approval to Become a Substantial Shareholder of Licensed Corporations (in PDF) | |
| SFC, HKSFA and OUHK LiPACE Joint Press Release Investor Education Seminars for the Public (in PDF) | |
| Streamlining of Licensing Process (in PDF) | |
| SFC Prosecutes Concord Strategic Investments Limited, Concord Group B.V.I. Limited and Ji Kewei for Disclosure of Interests Offence (in PDF) | |
| SFC Makes Significant Achievements in 2006-07 (in PDF) | |
| SFC to Achieve Regulatory Balance (in PDF) | |
| Stockbrokers' Profits Increased in 2007 Q1 (in PDF) | |
| SFC Prosecutes Richfair Limited and Chu Hon Pong for Disclosure of Interests Offence (in PDF) | |
| Creating a More Efficient Market (in PDF) | |
| Deficiencies Found in Investment Advisers' Selling Practice (in PDF) | |
| SFC Secures First Disqualification of Director for Misconduct (in PDF) | |
| Dr Wise on Marking the Close (in PDF) | |
| SFC Consults on Amendments to Position Limits Regime (in PDF) | |
| SFAT Upholds SFC Decision on New Sponsor Guidelines (in PDF) | |
| SFC Issues Statement on PCCW Takeovers Ruling (in PDF) | |
| SFC Suspends Wong Chung (in PDF) | |
| The SFC in Balance (in PDF) | |
| Senior CSRC Official Boosts SFC's China Work (in PDF) | |
| Re-Appointment of Non-Executive Director and Appointment of Advisory Committee Members (in PDF) | |
| CBRC Widens Investment Scope for Mainland Banks' Overseas Wealth Management Business on behalf of Their Clients (in PDF) | |
| SFC Issues Guidance on Giving Suitable Investment Advice (in PDF) | |
| SFC Reprimands and Fines Teoh Tean Chai Anthony (in PDF) | |
| SFC Reprimands and Fines Pong Kwok Hung Patrick (in PDF) | |
| SFC Prosecutes Three Staff of ICICI Bank for Dealing in Securities without a Licence (in PDF) | |
| SFC Suspends So Chi Kit Bowie (in PDF) | |
| SFC Launches Radio Show on Investor Education (in PDF) | |
| SFC Suspends Leung Wing (in PDF) | |
| SFC Prosecutes Integrated Asset Management (Asia) Limited and Yam Tak Cheung for Contravening Part XV of the Securities and Futures Ordinance (in PDF) | |
| SFC Prosecutes Lau Kam Chee for Contravening Part XV of the Securities and Futures Ordinance (in PDF) | |
| SFC Bans Sze Fan Hoi from Re-Entering the Industry (in PDF) | |
| Globalisation Drives Regulatory Co-Operation (in PDF) | |
| Dr Wise on Callable Bull / Bear Contracts (in PDF) | |
| SFC Warns Against Marking the Close (in PDF) | |
| SFC Reviews Unit Trusts Code to Simplify Process (in PDF) | |
| SFC Prosecutes Kan Che Kin Billy Albert for Contravening Part XV of the Securities and Futures Ordinance (in PDF) | |
| Significant Increase in Exchange Traded Funds (in PDF) | |
| Severe Penalties for Lying to SFC (in PDF) | |
| SFAT Upholds SFC's Decision (in PDF) | |
| SFC Requires Retraction of Illegal Shares Offer (in PDF) | |
| SFC Prosecutes To Shu Fai and Daido Group Ltd for False Statements and To, Top Synergy Associates Ltd and Vision Harvest Ltd for Late Disclosure to the Stock Exchange (in PDF) | |
| SFC Prosecutes Wong Mang Chung Alex for Abetting and Counseling a Person to Mislead the SFC (in PDF) | |
| SFC Prosecutes Fu He for Contravening Part XV of the Securities and Futures Ordinance (in PDF) | |
| SFC Prosecutes ICICI Bank and Seven of Its Staff for Dealing in Securities without a Licence (in PDF) | |
| SFC Signs MOU with CBRC (in PDF) | |
| 2006 Annual Review of the Exchange's Performance of its Regulation of Listing Matters (in PDF) | |
| SFC Reprimands and Fines Wong Luk Kwan (in PDF) | |
| SFC Reprimands and Fines Wong Ka Wai (in PDF) | |
| Cross Border Enforcement Enhanced (in PDF) | |
| SFC Seeks Disqualification Orders against Former Directors of a Failed Listed Company (in PDF) | |
| SFC Simplifies Authorisation of UCITS III Funds with Special Features (in PDF) | |
| SFC Appoints Dual Filing Advisory Group Members (in PDF) | |
| SFC Appoints Takeovers Panel and Takeovers Appeal Committee Members (in PDF) | |
| SFC Suspends Chow Yin Ling (in PDF) | |
| SFC Appoints Members of the SFC (HKEC Listing) Committee (in PDF) | |
| SFC Prosecutes Wong Man Suen for Making Unsolicited Calls (in PDF) | |
| SFC Appoints Investor Education Advisory Committee Members (in PDF) | |
| Robust IPO Performance, But Investors Need to Beware of Risks (in PDF) | |
| Dr Wise on "Pump and Dump" Schemes (in PDF) | |
| SFC Publishes Latest Issue of SFC Alert (in PDF) | |
| Joint Press Release by SFC/Federation of Share Registrars/HKMA/HKAB Preventive Measure Against Multiple IPO Applications (in PDF) | |
| SFC Seeks Public Views to Improve Communication of Its Enforcement Work (in PDF) | |
| SFC Suspends Ting Chun Hin Calvin (in PDF) | |
| Hong Kong Leading Asian Financial Centre in Global Survey (in PDF) | |
| IOSCO Principles for the Valuation of Hedge Fund Portfolios (in PDF) | |
| SFC Provides Guidance on the Choice of Business Premises used by Licensed Corporations (in PDF) | |
| SFC Prosecutes Chaw Chi Wai Ivan for Market Manipulation (in PDF) | |
| Stock Brokers' Profits Reached $14.1 Billion in 2006 (in PDF) | |
| Securities & Futures Commission & Hong Kong Exchanges and Clearing Limited - Joint Press Release (in PDF) | |
| Hong Kong Offers Access to Quality Mainland Companies (in PDF) | |
| SFC Suspends Chan Yuk Chun (in PDF) | |
| SFC Presents 2007-08 Budget at LegCo Tight Discipline in Controlling Expenses (in PDF) | |
| SFC Petitions Court for the Winding Up of Tiffit (in PDF) | |
| SFC Prosecutes Li Kwok Wah for Short Selling (in PDF) | |
| SFC Reprimands and Fines Yan Yuk Hing Liza $30,000 (in PDF) | |
| Update on Dual Filing (in PDF) | |
| SFC Welcomes Budget Measures (in PDF) | |
| SFC Revokes the Licence of Kwok Wood Yan and Bans Him for Life (in PDF) | |
| Consultation Conclusions on Proposed Amendmentsto the Securities and Futures (Stock Market Listing) Rules (in PDF) | |
| Dr Wise on Balancing Risk Against Return (in PDF) | |
| Third Quarterly Report for the Financial Year 2006-2007 (in PDF) | |
| SFC Bans Wong Ka Chun for Life (in PDF) | |
| February Issue of SFC Enforcement Reporter - The SFC will Crack Down on Dishonest Activities (in PDF) | |
| SFC Prohibits Tong Chi Ping from Re-Entering the Industry (in PDF) | |
| Persons Misappropriating Client Assets Go to Jail Responding Promptly to Circularisation Requests Protects Investors (in PDF) | |
| New Position Limit to Promote Market Growth (in PDF) | |
| Fund Managers Drawn to Efficient Markets (in PDF) | |
| Dr Wise on Emerging Markets (in PDF) | |
| Towards a More Effective and Efficient Securities Market (in PDF) | |
| January Issue of SFC Enforcement - Licensees Should Watch Out for Risks of Sounding Out (in PDF) | |
| Measures to Deter Multiple Applications in IPO (in PDF) | |
| " Know Your Risk " - Investor Education Theme 2007 (in PDF) | |
| The Outlook and Regulatory Challenges for the Fund Management Industry in Hong Kong (in PDF) | |
| SFC Publishes Latest Issue of SFC Alert (in PDF) | |
| SFC Welcomes the Report on Economic Summit (in PDF) | |
| SFC Revokes the Licence of Yip Kwok Kay and Bans Him for Life (in PDF) | |
| SFC Releases Stakeholder Survey (in PDF) | |
| Stock Brokers Reported Total Profits of $2.3 Billion in Q3 2006 (in PDF) | |
| SFC Bans Shih Helen (in PDF) | |
| 2008 Press Releases | |
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| 2004 Press Releases | |
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| 2002 Press Releases | |
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| 2000 Press Releases | |
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| 1998 Press Releases |
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