irasia.com

Securities & Futures Commission

Press Releases       

2001-December-31	Unconditional cash offer for all shares in Hikari Tsushin International Limited by Kingsway SW Securities Limited and Kingston Securities Limited on behalf of Noble Island International Limited (in PDF)
2001-December-28	SFC Invites Proposals for the Establishment and Management of a New Investor Compensation Company (in PDF)
2001-December-21	SFC Consults the Public on Draft Accounts and Audit Rules (in PDF)
2001-December-21	Payments to Claimants of C.K. Securities Company (in PDF)
2001-December-20	1. SFC Revokes the Registration of Ms Wong Fung Kwan, a Dealer's Representative under the Securities Ordinance; 2. SFC Reprimands Ms Cheung Yuk Ling Iva (in PDF)
2001-December-19	Securities and Futures Bill - Consultation on the Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules (in PDF)
2001-December-18	Yeung Yik Cheung Sentenced in Market Manipulation Case (in PDF)
2001-December-18	SFC Releases Stakeholder Survey 2001 (in PDF)
2001-December-13	SFC Welcomes Re-appointment of Mr Mark Dickens as Executive Director (in PDF)
2001-December-12	SFC Warns the Public Against the Risks of Misuse of Client Accounts (in PDF)
2001-December-11	1. SFC Prosecutes China Everbright Limited for Contravening the Securities (Disclosure of Interests) Ordinance; 2. SFC Takes Action Against Unregistered Securities Margin Financing (in PDF)
2001-December-10	SFC Reprimands Galaxy Asset Management (H.K.) Ltd. and Suspends the Registrations of Mr. Chan Man Fai, Joe (in PDF)
2001-December-6	SFC Revokes the Registration of Ms Chan Choi Ha Wendy, a Dealer's Representative under the Securities Ordinance (in PDF)
2001-November-30	SFC Consults the Public on Draft Recognized Counterparty Rules (in PDF)
2001-November-29	SFC Revokes the Registrations of Foreground Securities Company Limited and Mr. Yick Ming Kit (in PDF)
2001-November-28	SFC Publishes "Invest Wisely" to Explain Concepts and Risks of Equity-linked Notes (in PDF)
2001-November-28	SFC Prosecutes Zhong Shan and Tse Yu Pui for Contravening the Securities (Disclosure of Interest) Ordinance (in PDF)
2001-November-26	Suspension of Dealings of SFC Authorised Funds (in PDF)
2001-November-22	Securities & Futures Commission & Hong Kong Exchanges and Clearing Limited - Joint Press Release (in PDF)
2001-November-22	SFC Reprimands Mr Lee Tak Lun (in PDF)
2001-November-20	Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF)
2001-November-20	Advice to Registered Persons and Investors on Measures to Prevent Unauthorised Trades and Over-trading (in PDF)
2001-November-16	SFC Consults the Public on Draft Licensed Persons And Registered Institutions Rules (in PDF)
2001-November-15	1. SFC Publicly Reprimands Mr Tam Kam Wah, a Dealer's Representative under the Securities Ordinance; 2. SFC Reprimands Ms Fan Man Seung Vanessa; 3. SFC Revokes the Registrations of Ms Leung Fung Ling and Ms Ho Suk Jan, both Dealer's Representatives, under Section 56 of the Securities Ordinance (in PDF)
2001-November-14	SFC Publishes Second Quarterly Report (in PDF)
2001-November-14	United Nations Sanctions (in PDF)
2001-November-12	Debt Collection Practice (in PDF)
2001-November-9	SFC Welcomes the Appointments of Mr. Henry Fan and Mr. Tsang Yok-sing, Jasper as the Commission's Non-Executive Directors (in PDF)
2001-November-9	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-November-8	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-November-8	The SFC Revokes the Registration of Fung Tat Shing Frank, a Dealer's Representative under the Securities Ordinance (in PDF)
2001-November-7	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-November-6	SFC Quarterly Bulletin (in PDF)
2001-November-6	Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF)
2001-November-6	The SFC Clarifies Certain Issues relating to iMarkets Limited (in PDF)
2001-November-5	Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF)
2001-November-2	Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF)
2001-November-1	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-November-1	Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF)
2001-November-1	SFC Educates Investors on Commercial Radio 1 "Chit Chat on Facts" (in PDF)
2001-November-1	Consultation Conclusion Report and the Corporate Finance Adviser Code of Conduct (in PDF)
2001-October-31	Proposed Subscription of New Shares and Convertible Bond of I-Wood International Holdings Limited by Best Mineral Resources Limited (in PDF)
2001-October-31	Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF)
2001-October-30	Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF)
2001-October-30	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-October-30	SFC Publishes the Consultation Conclusions on the Draft Code of Conduct for Share Registrars and the Code of Conduct for Share Registrars (in PDF)
2001-October-29	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-October-26	1. SFC Suspends the Registration of Y.F. Chan Securities Limited; 2. SFC Suspends the Registration of Mr Frank Yu (in PDF)
2001-October-26	SFC Consults the Public on Draft Hedge Funds Guidelines (in PDF)
2001-October-26	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-October-26	Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF)
2001-October-26	I-Wood International Holdings Limited - Public Disclosure of Dealings (in PDF)
2001-October-24	Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF)
2001-October-23	Business Activities Survey Report Published (in PDF)
2001-October-23	Money Market Fund Restrictions Removed (in PDF)
2001-October-23	Voluntary Conditional Cash Offer for Melco International Development Limited by Lasting Legend Limited (in PDF)
2001-October-19	SFC Consults the Public on Draft Unsolicited Calls - Exclusion Rules (in PDF)
2001-October-19	Amendments to the mandatory offer provisions of the Hong Kong Code on Takeovers and Mergers with immediate effect (in PDF)
2001-October-17	SFC Takes Action Against Unregistered Dealing
2001-October-16	SFC Prosecutes Lee, Sam Yuen John and D.H. International Limited for Contravening the Securities (Disclosure of Interests) Ordinance
2001-October-15	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-October-15	SFC Launches Monthly Newsletter (in PDF)
2001-October-15	SFC Releases Retail Investor Survey (in PDF)
2001-October-11	1. SFC Suspends the Registration of Mr Li Chi Keung, Saymond under the Securities Ordinance; 2. SFC Reprimands Mrs Ip Yuen King Wai, Katherine (in PDF)
2001-October-10	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-October-9	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-October-9	(Reminder) - Media List Update and Press Release by Electronic Mail (in PDF)
2001-October-9	SFC Prosecutes Wilson Leung (in PDF)
2001-October-8	SFC Signs a Memorandum of Understanding with Australian Securities & Investments Commission (in PDF)
2001-October-5	SFC Takes Action Against Unregistered Dealing (in PDF)
2001-October-4	SFC Successfully Prosecutes HK Stock Limited and Stanley Cheung Tak Kwai for Unregistered Dealing in Securities (in PDF)
2001-October-4	Securities and Futures Appeals Panel Suspends the Registrations of William Chim Chun Kwan (in PDF)
2001-October-4	1. SFC Suspends the Registration of Ms So Wai Yin Irene, as a Dealing Director and Investment Adviser Director under the Securities Ordinance (SO) and as a Commodity Dealer's Representative under the Commodities Trading Ordinance (CTO); 2. SFC Reprimands Mr Philip Poon Tai Yip, a Dealer's Representative under the SO; 3. SFC Takes Action Against Daily Growth Investment Company Limited (in PDF)
2001-October-4	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-October-3	Takeovers and Mergers Panel Decision in relation to UDL Holdings Limited (in PDF)
2001-September-28	Shareholders Group (in PDF)
2001-September-28	Extension of Appointment of SFC Chairman (in PDF)
2001-September-28	Financial Action Task Force on Money Laundering Non-cooperative Countries and Territories (in PDF)
2001-September-28	SFC Consults the Public on Draft Contract Notes Rules (in PDF)
2001-September-28	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-September-27	Executive Director of Enforcement Illegally Touted by Persons Claiming to Represent Kearns Investments Inc. (in PDF)
2001-September-27	1. SFC Publicly Reprimands Mr Kam Hing Lun, a Dealer's Representative under the Securities Ordinance ; 2. SFC Takes Action Against Unregistered Dealing (in PDF)
2001-September-27	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-September-26	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-September-25	1) SFC Prosecutes Lin Chin Yao for Contravening the Securities (Disclosure of Interests) Ordinance ; 2) SFC Takes Action Against Unregistered Dealing (in PDF)
2001-September-25	Proposed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-September-24	SFC Prosecutes Crown Asset Management Limited and Mrs Pauline Cousins for Contravening the Protection of Investors Ordinance (in PDF)
2001-September-24	Propsed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-September-21	Propsed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-September-21	Public Statement on Mr Chin Cheng Sin (in PDF)
2001-September-20	1. SFC Reprimands Mr Yeung Kok Tong; 2. SFC Reprimands Miss Wu Yuen Wah (in PDF)
2001-September-19	Propsed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-September-19	Disclosure of Dealings in Relevant Securities of Pacific Century Insurance Holdings Limited ("PCI")
2001-September-18	Propsed Privatisation of Evergo China Holdings Limited by Chinese Estates Holdings Limited (in PDF)
2001-September-17	Takeovers and Mergers Panel Decision in relation to UDL Holdings Limited
2001-September-14	Recognised Institutions for Providing Continuous Professional Training (in PDF)
2001-September-13	SFC Takes Disciplinary Actions Against Prosperous Securities Limited, Miss Chan Man Ching and Mr Lee Po Wing (in PDF)
2001-September-11	SFC Prosecutes Chu Wai Ling for Contravening the Securities (Disclosure of Interests) Ordinance (in PDF)
2001-September-6	1) SFC Publicly Reprimands Lau Kang Yu under the Securities Ordinance and the Leveraged Foreign Exchange Trading Ordinance; 2) SFC Suspends the Registration of Chan Chuen Leung, a Dealer's Representative under the Securities Ordinance (in PDF)
2001-September-5	SFC Prosecutes Tianjin Investment Holdings Limited & Tsinlien Group Company Limited for Contravening the Securities (Disclosure of Interests) Ordinance (in PDF)
2001-September-3	SFC Posts Full Register of Licensed Persons on Website (in PDF)
2001-August-31	SFC Welcomes the Appointments of Mr Alan Linning as Executive Director (Enforcement) and Mrs Alexa Lam as Executive Director (Intermediaries and Investment Products) (in PDF)
2001-August-30	Compensation Payments to Clients of Win Successful Securities Ltd. (in PDF)
2001-August-30	SFC Suspends the Registration of Chow Chuen (in PDF)
2001-August-23	SFC Publicly Reprimands Mr Tam Cham Kai and Mr Lau Cheung Man, both Securities Dealing Directors of SEG International Securities (H.K.) Limited (SEG), and Mr Wong Kong Yui, a Director of SEG (in PDF)
2001-August-22	1) SFC Successfully Prosecutes Mrs Fung Lee Woon King for contravening the Securities (Disclosure of Interests) Ordinance; 2) SFC Prosecutes YourShare Holdings Corporation for contravening the Protection of Investors Ordinance (in PDF)
2001-August-22	SFC Publishes a Consultation Paper on the Draft Code of Conduct for Share Registrars (in PDF)
2001-August-22	Proposed Financial Restructuring of Fourseas.com Limited Comprising Capital Reorganisation, Subscription of Subscription Shares, Disposal Agreement, Management Agreement and Joint Venture Deeds and Application for Whitewash Waiver (in PDF)
2001-August-16	SFC Revokes the Registration of Mr Chan Tai Chung (in PDF)
2001-August-14	SFC Releases First Quarterly Report (in PDF)
2001-August-9	Securities and Futures Commission Reprimands So Wai Yue (in PDF)
2001-August-7	SFC Prosecutes Mr Huang Tie Ying for Contravening the Securities (Disclosure of Interests) Ordinance (in PDF)
2001-August-3	Unconditional cash offer by Kingston Securities Limited and Altus Capital Limited on behalf of New Century Worldwide Capital Limited to acquire all the issued share capital of Multi-Asia International Holdings Limited - Disclosure of dealings in relevant securities in Multi-Asia International Holdings Limited (in PDF)
2001-July-31	SFC Suspends the Registration of Ho Chung Ming (in PDF)
2001-July-27	Report of the International Committee on Listing of New Enterprises (in PDF)
2001-July-26	SFC Publicly Reprimands Mr Chan Ping Kuen, a Dealer Representative Under the Securities Ordinance (in PDF)
2001-July-24	1) SFC Revokes the Registrations of Lai Wai Fong; 2) SFC Takes Actions Against Mr Lui Hing Yip, Andy
2001-July-24	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-23	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-20	Consultation on Proposed Index Funds Provisions (in PDF)
2001-July-20	SFC Suspends the Registrations of Ms Wong Bo Chu, a Dealer's Representative Under the Commodities Trading Ordinance and the Securities Ordinance
2001-July-19	1. SFC Publicly Reprimands Mr Kwok Wood Yan, a Dealer Trading Under the Name of Tai Fat Securities Company Under the Securities Ordinance and SFC Suspends the Registration of Ms Fong Shik Yee as a Dealer's Representative Under the Securities Ordinance ; 2. SFC Takes Action Against Ms Au Suet Ming, Clarea ; 3. SFC Takes Action Against Fung Suk Fan Emily ; 4. SFC Reprimands So Chi Ming
2001-July-19	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-18	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-18	Shareholders Group
2001-July-17	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-13	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-12	SFC Suspends the Registrations of Mr Poon Pong Wah, a Dealer's Representative under the Securities Ordinance and the Commodities Trading Ordinance
2001-July-12	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-11	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-9	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-5	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-4	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-3	SFC Takes Action Against Unregistered Dealing
2001-July-3	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-June-29	Fund Management Activities Survey 2000
2001-June-29	Amendments to the Guidance Note on Competence and the Guidance Note on Continuous Professional Training
2001-June-29	1. SFC Publicly Reprimands Mr Lau Kam Shing, Alex ; 2. SFC Publicly Reprimands Mr Wong Chi Chiu, Alie ; 3. SFC Publicly Reprimands Mr Wong Yu Chiu ; 4. SFC Reprimands Clover Securities Co Ltd and Mr Andy Lau Wai Ching, and Suspends the Registration of Ms Emily Lau Mun Yin
2001-June-29	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-June-28	Internet Surf Day organized by the International Organization of Securities Commission (IOSCO)
2001-June-28	1. SFC Takes Action Against Mak Chun Sang Jimmy ; 2. SFC Takes Action Against Lee Ming Yin, Alex
2001-June-27	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-June-22	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-July-21	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-June-21	SFC Reprimands Ms Ho Yuen Wah, Ida
2001-June-21	Frequently Asked Questions on the Revised Code of Conduct for Persons Registered with the Securities and Futures Commission
2001-July-20	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-July-19	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-June-18	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-June-14	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-June-14	SFC Publicly Reprimands Mr Kwan Ka Wing, a Dealer's Representative under the Securities Ordinance
2001-June-13	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-June-7	Placement of Derivative Warrants to be Listed on the Stock Exchange of Hong Kong Limited
2001-June-5	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-June-5	Restructuring Proposal involving, inter alia, a proposal for Honko International Holdings Limited to become a wholly-owned subsidiary of TechCap Holdings Limited by way of a scheme of arrangement - Disclosure of dealings in relevant securities in TechCap Holdings Limited
2001-June-2	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-May-31	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-May-30	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-30	Extending the Consultation Period for Review of the Codes on Takeovers and Mergers and Share Repurchases
2001-May-29	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-29	SFC Reprimands Mr Douglas Yu Kim-ho
2001-May-28	SFC Welcomes Appointment of Advisory Committee Members
2001-May-28	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-May-28	SFC Welcomes Appointment of Advisory Committee Members
2001-May-24	New Publications for Retail Investors (in PDF)
2001-May-24	Companies Ordinance (Exemption of Companies and Prospectuses From Compliance with Provisions) Notice (in PDF)
2001-May-24	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-23	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-22	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-May-21	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-May-21	SFC Launches New API and Poster Campaign: Get the Facts Before You Invest
2001-May-17	SFC Publicly Reprimands TMT Financial Services Limited
2001-May-16	SFC Releases 2000-2001 Annual Report
2001-May-14	Unconditional General Offers by Emperor Capital Limited and First Securities (HK) Limited for renren Media Limited
2001-May-14	Unconditional General Offers by Emperor Capital Limited and First Securities (HK) Limited for renren Media Limited
2001-May-14	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-May-11	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-May-11	Unconditional General Offers by Emperor Capital Limited and First Securities (HK) Limited for renren Media Limited
2001-May-11	New Radio Series on Metro Finance - Investors' Mastermind
2001-May-10	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-9	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-8	Key Officials and Leading Financial Experts in the World Exchange Views at "Asia and Global Finance: New Opportunities" Seminar
2001-May-8	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-7	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-4	CIS Internet Guidance Note
2001-May-4	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-3	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited
2001-May-3	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities of Dao Heng Bank Group Limited (in PDF)
2001-May-3	SFC Reprimands Mr Foo King Yin
2001-April-28	SFC Quarterly Bulletin
2001-April-19	Possible voluntary conditional offer by Goldman Sachs (Asia) L.L.C. on behalf of DBS Diamond Holdings Ltd, a wholly owned subsidiary of The Development Bank of Singapore Ltd, to acquire the whole of the issued share capital of Dao Heng Bank Group Limited - Disclosure of dealings in relevant securities in Dao Heng Bank Group Limited (in PDF)
2001-April-18	Possible Unconditional General Offers by Celestial Asia Securities Holdings Limited for Pricerite Group Limited
2001-April-17	Disclosure of Dealings in Relevant Securities in Pacific Century Insurance Holdings Limited ("PCI") (in PDF)
2001-April-12	Possible Unconditional General Offers by Celestial Asia Securities Holdings Limited for Pricerite Group Limited (in PDF)
2001-April-12	SFC Consults the Public on Draft Client Securities and Money Rules
2001-April-11	1. SFC Suspends the Registration of Mr Tsang Chun Fuk, Kevin 2. SFC Prosecutes Talent Best Limited, Mr Cheung Chi Fun and Mr Chan Kung Mong for Acting as Investment Advisors Whilst Unregistered
2001-April-10	Takeovers and Share Repurchase Codes Proposed Changes (Presentation) (in PDF)
2001-April-10	Consultation Paper on a Review of the Codes on Takeovers and Mergers and Share Repurchases
2001-April-10	Guidelines on Exempt Fund Manager ("EFM") Status Under the Code on Takeovers and Mergers (the "Code")
2001-April-10	Amendments to the Hong Kong Code on Takeovers and Mergers to become effective on 1 May 2001
2001-April-9	Possible Unconditional General Offers by Celestial Asia Securities Holdings Limited for Pricerite Group Limited (in PDF)
2001-April-6	SFC Reprimands Mr. Wong Ching Sau James and Madam Chu King Kee
2001-April-3	Companies Ordinance (Exemption of Companies and Prospectuses From Compliance with Provisions) Notice
2001-March-30	SFC Reprimands Mr Leung Hing Man
2001-March-29	SFC Revokes the Registration of Mr Lui Cho Kwong, Francis, a Dealer's Representative under the Securities Ordinance
2001-March-28	SFC Consults the Public on Disciplinary Fining Policy
2001-March-28	SFC Revokes the Licences of Trim International Exchange Company Limited and Lam Ka Chi, John Vianney
2001-March-22	Possible Unconditional General Offers by Celestial Asia Securities Holdings Limited for Pricerite Group Limited
2001-March-22	SFC Publishes a Consultation Paper on Draft Guidelines for the Regulation of Automated Trading Services
2001-March-22	Press Release
2001-March-19	Dealings in Shares of Ta Fu International Holdings Limited by Party Acting in Concert with Global Innovation Investment Limited
2001-March-15	SFC Takes Action Against Mr Chau Tat Ming
2001-March-15	1. SFC Takes Action Against Mr Jorge Alberto Fu ; 2. SFC Takes Action Against Mr Cheung King Wai
2001-March-13	New Investor Leaflet - "Take Care of Your Money"
2001-March-8	SFC Successfully Prosecutes Brightline Futures Company Limited and Mr Cai Yuan for Contravening the Securities (Disclosure of Interests) Ordinance
2001-March-7	SFC Welcomes Budget Speech Proposals
2001-March-7	Consultation Paper on New Investor Compensation Arrangements
2001-March-6	SFC Takes Action Against Unregistered Dealing
2001-February-23	Securities and Futures Bill - Consultation on Draft Forms for Use by Persons Giving Notice under Part XV (Disclosure of Interests in Listed Companies)
2001-February-22	"Corporate Governance and the Quality of Markets"
2001-February-22	SFC Takes Action Against Mr Daryl Paul Evans, an Investment Representative Under the Securities Ordinance
2001-February-21	Consultation Conclusion Report and the Revised Code of Conduct for Persons Registered with the Securities and Futures Commission
2001-February-20	Joint Press Announcement in relation to SFC Oversight, Supervision of Exchange Participants and Market Surveillance the Memorandum of Understanding between the Securities and Futures Commission and Hong Kong Exchanges and Clearing Limited
2001-February-18	SFC Welcomes Appointment of Securities And Futures Appeals Panel Members
2001-February-15	SFC Welcomes the Appointments of the Chief Secretary and the Financial Secretary
2001-February-13	SFC Welcomes Appointment of Executive Director
2001-February-12	SFC Launches New Website with Enhanced Functions
2001-February-2	Investor Education Radio Segments on Metro Finance
2001-January-30	SFC reprimands Mr. Sai Xiaolin otherwise known as Mr. Azizi Farhat and Mr. Liu Wenchuan
2001-January-29	SFC Quarterly Bulletin
2001-January-22	SFC Reprimands JS Cresvale Securities Asia Limited and Ms Lau Yin Mei, Carmela
2001-January-18	SFC Takes Action Against Mr Cheung Sai Leung and Ms Mak Yuen Yee Selina
2001-January-18	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-18	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-17	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-16	The SFC Successfully Prosecutes Chan Kiu Chi for Market Manipulation
2001-January-15	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-12	SFC Reprimands Mr Cheung Ka Fai
2001-January-10	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-9	SFC Prosecutes Trinity 2000 Ltd and Chung Yi Biu For Issuing Unauthorized Advertisements on the Internet
2001-January-9	SFC Chairman's Year-end Remarks
2001-January-8	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-8	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-5	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-5	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-4	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-4	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-4	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-3	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-3	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
2001-January-2	SFC Welcomes Non-Executive Directors
2001-January-2	Voluntary Conditional Offer for All Shares in Ng Fung Hong Limited by Best-Growth Resources Limited
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